Life's journey: pilgrims arrive at Mena in Saudi Arabia, carrying stones to throw at pillars symbolising Satan. Photograph: Getty Images.
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Birth of a religion

An interview with Tom Holland, author of In the Shadow of the Sword.

How much do we know about the birth of Islam? Much less than we think, argues the popular historian Tom Holland in his new book, In the Shadow of the Sword.

In Holland’s opinion, the Quran was written long after the death of Muhammad, Mecca is not necessarily the birthplace of the Prophet and modern Muslims’ reverence for their holy writings stops them from confronting the texts’ dubious historical origins.

Bryan Appleyard has described the conclusion of In the Shadow of the Sword as “seismic”; he wrote in the Sunday Times that “Holland’s book leaves almost no aspect of the traditional story of Islam intact”. Another reviewer likened its treatment of the Quran to Dan Brown’s Christianity-as-conspiracy in The Da Vinci Code, “though with a little more class”.

The religion that emerged as Islam by the 8th century was, Holland would argue, just one manifestation of the furthest-reaching moral and ethical metamorphosis in history. Other expressions of the phenomenon were what we now call Judaism and Christianity – faiths that he suggests had taken on something like the form they wear today by the time of Muhammad, but similarly were once swirls of beliefs and doctrines.

Holland’s tale of how Islam came to define itself and its past is only one part of a much broader panorama: one that is ultimately about how Jews, Christians and Muslims all came by their understanding of religion. Does he present a bold new account that undermines Islam’s grip on its own past, or, as I argue, spin out a rich but speculative tale of the possible birth of three religions as novel tools to grapple with an era of geopolitical conflict and rivalry?

Nabeelah Jaffer

Nabeelah Jaffer Your chapters on the ambi­guity of early Christianity and Judaism have slipped under the radar amid the general buzz that you “rubbish” Islam and the expectant wait for some sort of backlash. How doyou feel about the assumption that Muslims are more likely to respond to challenging ideas with violent anger than followers of other religions? And do you think there will be a few far-right attempts to appropriate your ideas?

Tom Holland I think it is one measure of theeffect of the [Salman] Rushdie affair in this country that it is now widely taken for granted that writing anything about Islam will make angry men with beards – and probably hooks as well! – come to kill you. Whenever I have told people what the book was about, the word “fatwa” has invariably surfaced.

That being so, it was probably inevitable that the most eye-catching chapters in the book would be the ones about Islam. But why should any Muslim be offended by what I have to say? Mine is a non-believer’s attempt to explain a puzzle that Muslims, if they have faith, would deny was a puzzle at all. As an adult, I struggle to square my absolute conviction that Abraham and Moses never existed with the occasional flaring of a residual Christian faith. I hope that the resulting tension has been good for the book. Yes, it is sceptical; but no, it is never contemptuous of the longing of people to know God.

NJ I agree. I think both upset Muslims and pleased “Islamophobes” perceive in revisionism a threat to the religious narrative where none exists. The questions that you set out to answer only appear when you take a divine presence out of the equation.

You wrestle, for example, with the “bewilderingly eclectic array of sources” in the Quran, Abrahamic and otherwise. A Muslim would take this as proof of divine input and a revelation which encompasses Judaism and Christianity as part of a prophetic tradition. As a non-Muslim, you rule out this answer and search for an alternative scenario. Presenting a potential secular alternative to the “God” story doesn’t negate the narrative upheld by believers. So, turning to your secular alternative, how does it differ from traditional accounts?

TH All three religions, it seems to me, emerged out of the same melting pot – and yet all three have constructed backstories that aim to occlude the fact. In the first three centuries after Christ, Jews and Christians may have had a consciousness of themselves as peoples with distinct identities, but they remained unclear where precisely the border between them lay.

There were Jews who believed that Jesus had been the Messiah and there were Christians who followed the Jewish law – and it took an unacknowledged alliance between bishops and rabbis, in the centuries after the emperor Constantine, to ensure that what had previously been an open frontier became a no-man’s land. Similarly, a lot of Muslim historiography seems to me to have been composed with the aim of spiking the possibility that either the Quran or the sunna [laws] might conceivably have owed anything to infidel precedent.

NJ Of course, one of the first things you learn as a historian is to interrogate early chronicles for motive using context, whether geopolitical, religious or otherwise. But it is equally dangerous to lean towards the hypersceptic idea that texts cannot be relied upon except to tell us about their writers, meaning the document-free gaps in the past must always consist of near-impregnable darkness.

You don’t go quite that far in your book, but you do apply something of this very sceptical view to early Islamic sources which first appeared in the 200 years after the Prophet’s death as written accounts of oral testimony. You suggest, for example, that hadiths [sayings of Muhammad] targeting the rich were concocted to unsettle the rotten imperial elite. Your argument that “the dry rot of fabrication . . . was endemic throughout the sunna” is much more radical than the traditionalist, more common academic approach, which recognises the importance of testing for fabrication, but values the hadith as a body of secondary sources. I’d disagree that uncovering fabricated elements in these early sources undermines everything that they portray as authentic.

TH I think there’s a particular problem with the sources for early Islam. Some of the sayings attributed to Muhammad must surely be authentic – but even if we could identify them, their value as a source for his life would still not be greatly enhanced as a result.

Context, for the historian, is all – and no Muslim scholar or lawyer who cited the Prophet ever had the slightest interest in establishing what the original context of his sayings might actually have been. To quote him was to take for granted that the advice he had to give was timeless and universal. That Muslims in the heyday of the Caliphate were living under circumstances unimaginable to Muhammad never crossed their minds.

The real problem for the historian is that we lack what, for instance, [the 1st-century Roman-Jewish historian] Josephus gives us for the background to the life of Christ – a control. The consequence is that we can only hope to arrive at a sense of what might have happened in the early years of the Arab conquests by looking at the much later Muslim source material in the light of the late-antique world.

NJ In which case, no explanation of the origins of Islam is ever going to strike the mould for an authentic secular narrative. You rightly point out in your introduction the provisional nature of your own retelling of early Islam: “on a whole range of issues . . . there can only ever be speculation”. While you use Christian and Jewish traces in the Quran to suggest their influence on Muhammad, direct evidence remains elusive.

There’s a wonderful analogy in the book about it being similar to noticing that the eastern and western coasts of the Atlantic Ocean match like a jigsaw puzzle. There seems to be a link, but without clues as to how the two came together, it’s impossible to know for certain how to explain the gap. Historians are just replacing one take on an uncertain past with another.

TH The hypothesis I give in the book as to how and why Islam might have emerged is only that – a hypothesis. Patricia Crone, one of the most brilliant and innovative historians of early Islam, once memorably described the Muslim historical tradition as “a monument to the destruction rather than the preservation of the past”. That being so, it is hardly surprising that there should be such a breathtaking range of opinion, ranging from devout Muslims, who accept the tradition in its entirety, to radical sceptics who doubt that Muhammad so much as existed.

My own take is that the evolution of Islam can only really be made sense of in the light of the civilisations and religions of late antiquity. Partly, that is because it genuinely seems to me the best way to try to understand what might have happened in the 7th century; but I am sure it also reflects a subliminal desire on my part, in love with antiquity as I am, to feel that Islam, like Christianity, was bred of the ancient world.

NJ This debate has, until now, been limited to specialists, for the good reason that it requires a vast amount of study and a good knowledge of Arabic, at least, in order to draw authoritative conclusions from the available sources. Revisionists are few, and those such as Patricia Crone and Michael Cook who argue that Islam was born after the burgeoning of the Caliphate and the Arab conquests do so with the authority of their close understanding of the period, albeit little concrete evidence.

While you obviously draw on the work of such historians and are enthusiastic about the period, is it fair to present a narrative not grounded in direct engagement with the available sources?

TH In writing this book, I am standing on the shoulders of giants – or, to mix metaphors, rushing in where angels fear to tread. My justification is that if a generalist is not prepared to attempt it, then no one will. Perhaps, somewhere, there is a scholar with Latin, Hebrew, Syriac, Arabic and Coptic, doctorates in Talmudic studies, patristics, Christian theology and Quranic studies and an ability to write accessibly for the general public – but if so, he or she is yet to write the book on the subject that I strongly felt merited being written.

Even the greatest historian of the decline and fall of the Roman empire, Edward Gibbon, had to profess his “ignorance of the Oriental tongues, and . . . gratitude to the learned interpreters”. Where I had the advantage, perhaps, was in having a brilliant research assistant, a native Arabic speaker with a specialisation in Syriac, and the incredible generosity of a wide range of scholars.

NJ Locating religious construction in the centuries that followed the death of Muhammad involves saying some particularly challenging things about the Quran and the Prophet himself. For example, you accept that the Quran seems to date from around Muhammad’s time, and certainly recent carbon-dating research suggests an early-7th-century date for indicative Quranic fragments.

When the German Quranic scholar Gerd Puin was allowed to examine the ancient manuscripts recently discovered in Sana’a, Yemen, he found possible evidence of minor changes to verse order and spelling, but uncovered no hint of deliberate fabrication. In the light of all this, proposing that figures such as the 7th-century caliph Abd al-Malik, whom you suggest put the Quran through an “editing process”, and the historian Ibn Hisham constructed a retrospective religion centred on a man named Muhammad, whom they situated in Mecca, seems a little extreme. There are direct mentions of Muhammad in the Quran itself, among dozens of other allusions to his life.

TH The problem for any non-Muslim trying to explain the origins of Islam is what to make of the Quran. It seems to me clearly to derive, in the form we have it, from the lifetime of Muhammad – which makes it, a few other brief and enigmatic documents aside, our only primary source for his career.

The problem is, I cannot possibly accept what Muslims take for granted: that it originates from God. And yet Mecca, so the biographies of the Prophet teach us, was an inveterately pagan city devoid of any large-scale Jewish or Christian presence, situated in the midst of a vast, untenanted desert. How else, then, are we to account for the sudden appearance there of a fully fledged monotheism, complete with references to Abraham, Moses and Jesus, if not as a miracle? You can only answer that question by asking yourself whether Muslims, at some point in the evolution of Islam, might not have situated the origins of the Quran deep in a desert for the same reason that Christians cast the mother of Christ as a virgin. In both cases, what is presumed to be an intrusion of the divine into the dimension of the mortal is being certified as an authentic, bona fide act of God.

NJ I don’t argue that religious practices shouldn’t be understood as firmly within their political and cultural contexts as possible. But religions are necessarily a human phenomenon in their practice, however divine we believe their inspiration and aspiration to be. “Monotheistic revolution” is a misnomer: the evolution of faith didn’t end with the melting pot of Byzantine.

TH I think in the early history of what emerges as rabbinical Judaism, of Christianity and of Islam, you see a near-identical process: the gradual fashioning, out of a great swirl of often inchoate rituals, convictions and scriptures, of a distinct religion that is coherent, in terms of both doctrine and institutions. Watchtowers and barriers go up, the aim being to keep the faithful inside set limits and to keep non-believers out. Histories are then written which make it seem as though the religion has always existed in the form that it now possesses, right from the very beginning – that Moses was a rabbi, that Jesus would have signed up to the Nicaean Creed, that Muhammad was truly the fountainhead of the sunna.

The concrete, initially so soft and malleable, by now has set. This does not mean, of course, that the various religions do not continue to evolve – but they do so within parameters that by now are irrevocably rigid, and exclude contributions from peoples of other faiths. It is in that sense, I would argue, that Jews, Christians and Muslims all today worship different gods.

“In the Shadow of the Sword: the Battle for Global Empire and the End of the Ancient World” by Tom Holland is out now (Little Brown, £25)
Nabeelah Jaffer is a journalist who specialises in Islamic culture and feminism

This article first appeared in the 09 April 2012 issue of the New Statesman, Spring Double Issue

Jeremy Corbyn. Photo: Getty
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Lexit: the EU is a neoliberal project, so let's do something different when we leave it

Brexit affords the British left a historic opportunity for a decisive break with EU market liberalism.

The Brexit vote to leave the European Union has many parents, but "Lexit" – the argument for exiting the EU from the left – remains an orphan. A third of Labour voters backed Leave, but they did so without any significant leadership from the Labour Party. Left-of-centre votes proved decisive in determining the outcome of a referendum that was otherwise framed, shaped, and presented almost exclusively by the right. A proper left discussion of the issues has been, if not entirely absent, then decidedly marginal – part of a more general malaise when it comes to developing left alternatives that has begun to be corrected only recently, under Jeremy Corbyn and John McDonnell.

Ceding Brexit to the right was very nearly the most serious strategic mistake by the British left since the ‘70s. Under successive leaders Labour became so incorporated into the ideology of Europeanism as to preclude any clear-eyed critical analysis of the actually existing EU as a regulatory and trade regime pursuing deep economic integration. The same political journey that carried Labour into its technocratic embrace of the EU also resulted in the abandonment of any form of distinctive economics separate from the orthodoxies of market liberalism.

It’s been astounding to witness so many left-wingers, in meltdown over Brexit, resort to parroting liberal economics. Thus we hear that factor mobility isn’t about labour arbitrage, that public services aren’t under pressure, that we must prioritise foreign direct investment and trade. It’s little wonder Labour became so detached from its base. Such claims do not match the lived experience of ordinary people in regions of the country devastated by deindustrialisation and disinvestment.

Nor should concerns about wage stagnation and bargaining power be met with finger-wagging accusations of racism, as if the manner in which capitalism pits workers against each other hasn’t long been understood. Instead, we should be offering real solutions – including a willingness to rethink capital mobility and trade. This places us in direct conflict with the constitutionalised neoliberalism of the EU.

Only the political savvy of the leadership has enabled Labour to recover from its disastrous positioning post-referendum. Incredibly, what seemed an unbeatable electoral bloc around Theresa May has been deftly prized apart in the course of an extraordinary General Election campaign. To consolidate the political project they have initiated, Corbyn and McDonnell must now follow through with a truly radical economic programme. The place to look for inspiration is precisely the range of instruments and policy options discouraged or outright forbidden by the EU.

A neoliberal project

The fact that right-wing arguments for Leave predominated during the referendum says far more about today’s left than it does about the European Union. There has been a great deal of myth-making concerning the latter –much of it funded, directly or indirectly, by the EU itself.

From its inception, the EU has been a top-down project driven by political and administrative elites, "a protected sphere", in the judgment of the late Peter Mair, "in which policy-making can evade the constraints imposed by representative democracy". To complain about the EU’s "democratic deficit" is to have misunderstood its purpose. The main thrust of European economic policy has been to extend and deepen the market through liberalisation, privatisation, and flexiblisation, subordinating employment and social protection to goals of low inflation, debt reduction, and increased competitiveness.

Prospects for Keynesian reflationary policies, or even for pan-European economic planning – never great – soon gave way to more Hayekian conceptions. Hayek’s original insight, in The Economic Conditions of Interstate Federalism, was that free movement of capital, goods, and labour – a "single market" – among a federation of nations would severely and necessarily restrict the economic policy space available to individual members. Pro-European socialists, whose aim had been to acquire new supranational options for the regulation of capital, found themselves surrendering the tools they already possessed at home. The national road to socialism, or even to social democracy, was closed.

The direction of travel has been singular and unrelenting. To take one example, workers’ rights – a supposed EU strength – are steadily being eroded, as can be seen in landmark judgments by the European Court of Justice (ECJ) in the Viking and Laval cases, among others. In both instances, workers attempting to strike in protest at plans to replace workers from one EU country with lower-wage workers from another, were told their right to strike could not infringe upon the "four freedoms" – free movement of capital, labour, goods, and services – established by the treaties.

More broadly, on trade, financial regulation, state aid, government purchasing, public service delivery, and more, any attempt to create a different kind of economy from inside the EU has largely been forestalled by competition policy or single market regulation.

A new political economy

Given that the UK will soon be escaping the EU, what opportunities might this afford? Three policy directions immediately stand out: public ownership, industrial strategy, and procurement. In each case, EU regulation previously stood in the way of promising left strategies. In each case, the political and economic returns from bold departures from neoliberal orthodoxy after Brexit could be substantial.

While not banned outright by EU law, public ownership is severely discouraged and disadvantaged by it. ECJ interpretation of Article 106 of the Treaty on the Functioning of the European Union (TFEU) has steadily eroded public ownership options. "The ECJ", argues law professor Danny Nicol, "appears to have constructed a one-way street in favour of private-sector provision: nationalised services are prima facie suspect and must be analysed for their necessity". Sure enough, the EU has been a significant driver of privatisation, functioning like a ratchet. It’s much easier for a member state to pursue the liberalisation of sectors than to secure their (re)nationalisation. Article 59 (TFEU) specifically allows the European Council and Parliament to liberalise services. Since the ‘80s, there have been single market programmes in energy, transport, postal services, telecommunications, education, and health.

Britain has long been an extreme outlier on privatisation, responsible for 40 per cent of the total assets privatised across the OECD between 1980 and 1996. Today, however, increasing inequality, poverty, environmental degradation and the general sense of an impoverished public sphere are leading to growing calls for renewed public ownership (albeit in new, more democratic forms). Soon to be free of EU constraints, it’s time to explore an expanded and fundamentally reimagined UK public sector.

Next, Britain’s industrial production has been virtually flat since the late 1990s, with a yawning trade deficit in industrial goods. Any serious industrial strategy to address the structural weaknesses of UK manufacturing will rely on "state aid" – the nurturing of a next generation of companies through grants, interest and tax relief, guarantees, government holdings, and the provision of goods and services on a preferential basis.

Article 107 TFEU allows for state aid only if it is compatible with the internal market and does not distort competition, laying out the specific circumstances in which it could be lawful. Whether or not state aid meets these criteria is at the sole discretion of the Commission – and courts in member states are obligated to enforce the commission’s decisions. The Commission has adopted an approach that considers, among other things, the existence of market failure, the effectiveness of other options, and the impact on the market and competition, thereby allowing state aid only in exceptional circumstances.

For many parts of the UK, the challenges of industrial decline remain starkly present – entire communities are thrown on the scrap heap, with all the associated capital and carbon costs and wasted lives. It’s high time the left returned to the possibilities inherent in a proactive industrial strategy. A true community-sustaining industrial strategy would consist of the deliberate direction of capital to sectors, localities, and regions, so as to balance out market trends and prevent communities from falling into decay, while also ensuring the investment in research and development necessary to maintain a highly productive economy. Policy, in this vision, would function to re-deploy infrastructure, production facilities, and workers left unemployed because of a shutdown or increased automation.

In some cases, this might mean assistance to workers or localities to buy up facilities and keep them running under worker or community ownership. In other cases it might involve re-training workers for new skills and re-fitting facilities. A regional approach might help launch new enterprises that would eventually be spun off as worker or local community-owned firms, supporting the development of strong and vibrant network economies, perhaps on the basis of a Green New Deal. All of this will be possible post-Brexit, under a Corbyn government.

Lastly, there is procurement. Under EU law, explicitly linking public procurement to local entities or social needs is difficult. The ECJ has ruled that, even if there is no specific legislation, procurement activity must "comply with the fundamental rules of the Treaty, in particular the principle of non-discrimination on grounds of nationality". This means that all procurement contracts must be open to all bidders across the EU, and public authorities must advertise contracts widely in other EU countries. In 2004, the European Parliament and Council issued two directives establishing the criteria governing such contracts: "lowest price only" and "most economically advantageous tender".

Unleashed from EU constraints, there are major opportunities for targeting large-scale public procurement to rebuild and transform communities, cities, and regions. The vision behind the celebrated Preston Model of community wealth building – inspired by the work of our own organisation, The Democracy Collaborative, in Cleveland, Ohio – leverages public procurement and the stabilising power of place-based anchor institutions (governments, hospitals, universities) to support rooted, participatory, democratic local economies built around multipliers. In this way, public funds can be made to do "double duty"; anchoring jobs and building community wealth, reversing long-term economic decline. This suggests the viability of a very different economic approach and potential for a winning political coalition, building support for a new socialist economics from the ground up.

With the prospect of a Corbyn government now tantalisingly close, it’s imperative that Labour reconciles its policy objectives in the Brexit negotiations with its plans for a radical economic transformation and redistribution of power and wealth. Only by pursuing strategies capable of re-establishing broad control over the national economy can Labour hope to manage the coming period of pain and dislocation following Brexit. Based on new institutions and approaches and the centrality of ownership and control, democracy, and participation, we should be busy assembling the tools and strategies that will allow departure from the EU to open up new political-economic horizons in Britain and bring about the profound transformation the country so desperately wants and needs.

Joe Guinan is executive director of the Next System Project at The Democracy Collaborative. Thomas M. Hanna is research director at The Democracy Collaborative.

This is an extract from a longer essay which appears in the inaugural edition of the IPPR Progressive Review.

 

 

This article first appeared in the 09 April 2012 issue of the New Statesman, Spring Double Issue