After they go

The US invasion unleashed chaos in a fragile region; the withdrawal of troops could prove equally de

General David Petraeus clapped Sheik Abdul-Sattar al-Rishawi on the shoulder and talked enthusiastically about their new project. "It's men like this who are going to make Iraq work," he said, looking back towards my camera with the confidence of a king.

It was March last year. By September Rishawi, instigator of the "Anbar Awakening", was dead. What he had given to the Americans, however, was the vital Sunni co-operation that had been missing until then from their "surge" plans.

When President Bush adopted the "surge" strategy and appointed Petraeus as overall commander in Iraq, all that seemed important was to increase the number of US troops. Yet four things made up the "surge". Two were within US control - more troops, and more trained Iraqis in uniform deployed with those forces. The other two were less certain - Sunni co-operation in confronting al-Qaeda and Shia co-operation in not attacking everyone else.

After four years of fighting the US occupation, Sunni tribal leaders decided to change sides because al-Qaeda was imposing a harsher Islamic regime than they were prepared to stomach. They formed the "Awakening Councils" and signed 80,000 of their kinsmen on to the Pentagon's payroll to fight beside the US military. The Sunni fighters, together with an increase in Iraqi forces of around 110,000 over the past year, have helped to stem the violence and bloodshed.

Certainly the changes in the Baghdad neighbourhoods I visited while embedded with the US military in early 2007 were secured by enlisting local Sunnis into a home guard. Initially unarmed, these home guards were being trained by US marines by the end of last year. While the US geared up Sunni militias, Shia fighters sat tight. It could have been a recipe for civil war.

"[The] ceasefire has been helpful in reducing violence and has led to improved security in Iraq," noted Rear Admiral Greg Smith, a US spokesman, acknowledging that the success of the "surge" was down to its fourth and least certain constituent - the Mahdi army ceasefire declared by the anti-American Shia cleric Moqtada al-Sadr last August. To the relief of the US military, the ceasefire, which had reversed the statistics of violence, was renewed last month.

Five years after the overthrow of Saddam Hussein, the issue is no longer the chaos unleashed by occupation, but the impact of the expected US withdrawal, both within Iraq and across the region. The UN Chapter 7 resolution that the US quotes as legitimising its 2003 invasion runs out at the end of June. By then, what remains of the coalition will have to negotiate a deal with a weak, fractured government. The Iraqis have to decide on the number of foreign troops they wish to remain in the country, and for how long.

Aware of the potential for renewed civil war as troop numbers fall, both the US defence secretary, Robert Gates, and Petraeus have talked of a "brief period of consolidation and evaluation". This means that as the US presidential race plays out through the summer and autumn, the commanders will take the opportunity to exercise "strategic patience". There will be a halt in troop repatriation, and gains made with the surge will be consolidated. By the time a new president has finally to grasp the nettle, the military and political balance may have stabilised, reducing the likelihood of Washington's greatest enemy, Iran, stepping into a vacuum of withdrawal.

The largely Shia government of Iraq talks to Iranian officials all the time; President Mahmoud Ahmadinejad has just held historic, high-profile meetings in Baghdad. But a fourth round of talks between US and Iranian diplomats, due to be held in Baghdad, should have taken place on 5 March. They didn't happen, for reasons unrelated to Iraq. Because of American efforts to isolate Iran, the US embassy in Baghdad declared there had been no such arrangement.

Proxy war

Iran's influence in Iraq is most visible in the south of the country, where it permeates nearly every faction of Shia politics. A power-sharing agreement is being hammered out by Abdel Aziz al-Hakim of the Islamic Supreme Council of Iraq. The initial part of that understanding was the al-Zahra Charter, which attempted to disarm the Shia militias, leaving use of force solely in the hands of the government. Iran has pushed hard for this, in an attempt to keep the Iraqi government beholden to the Islamic Republic.

Between the overt influence of Shia Iran and the depredations of fundamentalist groups such as al-Qaeda in Iraq, it is no wo nder Rishawi and other Sunni tribal leaders turned to the Americans. They realised they had to get what weapons and backing they could while it was possible. Only thus would they be in a position to defend themselves against Shia militias, the largely Shia government and its Iranian backers when the Americans withdrew.

There is also the fear that the US withdrawal could provoke Sunni nations bordering Iraq to support their fellow believers in a nasty war by proxy. Such a possibility, reinforced by the US's "isolate Iran" diplomacy, makes regional leaders nervous.

In a demonstration of how keen it is to isolate Iran, the US has been arming its authoritarian Arab allies in parallel with Israel. Israel is to receive military aid of £15bn a year over the next ten years, up 25 per cent from present levels. Egypt will receive £6.5bn, while the Saudis will get an arms package of satellite-guided weaponry and other hi-tech munitions worth £10.2bn.

When Bush visited the region in January he repeated often and publicly his theme that Sunni Arabs had to face down Iran "before it's too late". The cautious Saudi foreign minister, Saud al-Faisal, played down the antagonism, insisting that "Iran is a neighbouring country, an important country in the region. Naturally we have nothing bad against Iran."

But he was not being entirely sincere. Reports suggest that Saudi Arabia, along with Egypt and Jordan, could be intending to demonstrate animosity to Iran's friends by sending only officials to this month's Arab League summit in Damascus. Arab leaders are critical of Syrian ties with Iran and Hezbollah, and of their meddling in Lebanon, putting them in what King Abdullah of Jordan has referred to as a new "crescent" of dominant Shia movements or governments - from Iran through Iraq, Syria and into Lebanon. Speaking to the Washington Post in 2004, the king warned: "If Iraq [becomes an] Islamic republic, then, yes, we've opened ourselves to a whole set of new problems that will not be limited to the borders of Iraq."

Maintaining the unity of Iraq has been a core US aim throughout the past five years, but the turbulence of a pullout could, in addition to aggravating antipathy between Sunnis and Shias, result in the Kurdish north declaring independence. After the First World War, the ethnic territory of the Kurds was split by the imperial powers between Syria, Turkey, Iraq and Iran. The consequent struggle for Kurdish independence is closest to fulfilment in northern Iraq. Unsurprisingly, the central government finds itself at odds with Erbil's regional government over who should control local oil revenues.

The issue of independence is focused, in Kurdish eyes, on control of Kirkuk. The decision as to whether Kirkuk remains Arab or becomes Kurdish is due to be made by the end of June; but the issue is so contentious and potentially explosive that it has already been shelved three times since the downfall of Saddam, and will probably be delayed again.

Meanwhile, Turkey fears that independence for Iraqi Kurds would encourage its own Kurdish separatists, the Kurdistan Workers' Party (PKK). In the past few weeks, Turkish forces have entered Iraq to attack PKK fighters operating from the Qandil Mountains. Despite Secretary of State Condoleezza Rice making it clear that "no one should do anything that threatens to destabilise the north", US forces in northern Iraq have, over the past six months, helped to facilitate Turkish military operations at the border.

It is already a year since that hot afternoon when General Petraeus and Sheik al-Rishawi talked of their plans to defeat al-Qaeda in Iraq. The success of the "surge" cannot be denied, but there are long-term implications for the balance of power in the region. The borders that resulted from the Sykes-Picot Agreement of 1916, held so sacrosanct by today's governments and diplomats, may be about to change.

George W Bush and Donald Rumsfeld, the former secretary of defence, planned the war, but not the peace. They should have paid attention to the known unknowns.

Tim Lambon is assistant foreign editor of Channel 4 News

This article first appeared in the 17 March 2008 issue of the New Statesman, Iraq: the war that changed us

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Why the elites always rule

Since an Italian sociologist coined the word “elite” in 1902, it has become a term of abuse. But history is the story of one elite replacing another – as the votes for Trump and Brexit have shown.

Donald Trump’s successful presidential campaign was based on the rejection of the “establishment”. Theresa May condemned the rootless “international elites” in her leader’s speech at last October’s Conservative party conference. On the European continent, increasingly popular right-wing parties such as Marine Le Pen’s Front National and the German Alternative für Deutschland, as well as Poland’s ruling Law and Justice party, delight in denouncing the “Eurocratic” elites. But where does the term “elite” come from, and what does it mean?

It was Vilfredo Pareto who, in 1902, gave the term the meaning that it has today. We mostly think of Pareto as the economist who came up with ideas such as “Pareto efficiency” and the “Pareto principle”. The latter – sometimes known as the “power law”, or the “80/20 rule” – stipulates that 80 per cent of the land always ends up belonging to 20 per cent of the population. Pareto deduced this by studying land distribution in Italy at the turn of the 20th century. He also found that 20 per cent of the pea pods in his garden produced 80 per cent of the peas. Pareto, however, was not only an economist. In later life, he turned his hand to sociology, and it was in this field that he developed his theory of the “circulation of elites”.

The term élite, used in its current socio­logical sense, first appeared in his 1902 book Les systèmes socialistes (“socialist systems”). Its aim was to analyse Marxism as a new form of “secular” religion. And it was the French word élite that he used: naturally, one might say, for a book written in French. Pareto, who was bilingual, wrote in French and Italian. He was born in Paris in 1848 to a French mother and an Italian father; his father was a Genoese marquis who had accompanied the political activist Giuseppe Mazzini into exile. In honour of the revolution that was taking place in Germany at the time, Pareto was at first named Fritz Wilfried. This was latinised into Vilfredo Federico on the family’s return to Italy in 1858.

When Pareto wrote his masterpiece – the 3,000-page Trattato di sociologia ­generale (“treatise on general sociology”) – in 1916, he retained the French word élite even though the work was in Italian. Previously, he had used “aristocracy”, but that didn’t seem to fit the democratic regime that had come into existence after Italian unification. Nor did he want to use his rival Gaetano Mosca’s term “ruling class”; the two had bitter arguments about who first came up with the idea of a ruling minority.

Pareto wanted to capture the idea that a minority will always rule without recourse to outdated notions of heredity or Marxist concepts of class. So he settled on élite, an old French word that has its origins in the Latin eligere, meaning “to select” (the best).

In the Trattato, he offered his definition of an elite. His idea was to rank everyone on a scale of one to ten and that those with the highest marks in their field would be considered the elite. Pareto was willing to judge lawyers, politicians, swindlers, courtesans or chess players. This ranking was to be morally neutral: beyond “good and evil”, to use the language of the time. So one could identify the best thief, whether that was considered a worthy profession or not.

Napoleon was his prime example: whether he was a good or a bad man was irrelevant, as were the policies he might have pursued. Napoleon had undeniable political qualities that, according to Pareto, marked him out as one of the elite. Napoleon is important
because Pareto made a distinction within the elite – everyone with the highest indices within their branch of activity was a member of an elite – separating out the governing from the non-governing elite. The former was what interested him most.

This is not to suggest that the non-governing elite and the non-elite were of no interest to him, but they had a specific and limited role to play, which was the replenishment of the governing elite. For Pareto, this group was the key to understanding society as a whole – for whatever values this elite incarnated would be reflected in society. But he believed that there was an inevitable “physiological” law that stipulated the continuous decline of the elite, thereby making way for a new elite. As he put it in one of his most memorable phrases, “History is the graveyard of elites.”

***

Pareto’s thesis was that elites always rule. There is always the domination of the minority over the majority. And history is just the story of one elite replacing another. This is what he called the “circulation of elites”. When the current elite starts to decline, it is challenged and makes way for another. Pareto thought that this came about in two ways: either through assimilation, the new elite merging with elements of the old, or through revolution, the new elite wiping out the old. He used the metaphor of a river to make his point. Most of the time, the river flows continuously, smoothly incorporating its tributaries, but sometimes, after a storm, it floods and breaks its banks.

Drawing on his Italian predecessor Machiavelli, Pareto identified two types of elite rulers. The first, whom he called the “foxes”, are those who dominate mainly through combinazioni (“combination”): deceit, cunning, manipulation and co-optation. Their rule is characterised by decentralisation, plurality and scepticism, and they are uneasy with the use of force. “Lions”, on the other hand, are more conservative. They emphasise unity, homogeneity, established ways, the established faith, and rule through small, centralised and hierarchical bureaucracies, and they are far more at ease with the use of force than the devious foxes. History is the slow swing of the pendulum from one type of elite to the other, from foxes to lions and back again.

The relevance of Pareto’s theories to the world today is clear. After a period of foxes in power, the lions are back with renewed vigour. Donald Trump, as his behaviour during the US presidential campaign confirmed, is perfectly at ease with the use of intimidation and violence. He claimed that he wants to have a wall built between the United States and Mexico. His mooted economic policies are largely based on protectionism and tariffs. Regardless of his dubious personal ethics – a classic separation between the elite and the people – he stands for the traditional (white) American way of life and religion.

This is in stark contrast to the Obama administration and the Cameron government, both of which, compared to what has come since the votes for Trump and Brexit, were relatively open and liberal. Pareto’s schema goes beyond the left/right divide; the whole point of his Systèmes socialistes was to demonstrate that Marxism, as a secular religion, signalled a return to faith, and thus the return of the lions in politics.

In today’s context, the foxes are the forces of globalisation and liberalism – in the positive sense of developing an open, inter­connected and tolerant world; and in the negative sense of neoliberalism and the dehumanising extension of an economic calculus to all aspects of human life. The lions represent the reaction, centring themselves in the community, to which they may be more attentive, but bringing increased xenophobia, intolerance and conservatism. For Pareto, the lions and foxes are two different types of rule, both with strengths and weaknesses. Yet the elite is always composed of the two elements. The question is: which one dominates at any given time?

What we know of Theresa May’s government suggests that she runs a tight ship. She has a close – and closed – group of confidants, and she keeps a firm grip on the people under her. She is willing to dispense with parliament in her negotiation of Brexit, deeming it within the royal prerogative. Nobody yet knows her plan.

The European Union is a quintessentially foxlike project, based on negotiation, compromise and combination. Its rejection is a victory of the lions over the foxes. The lions are gaining prominence across the Western world, not just in Trumpland and Brexit Britain. Far-right movements have risen by rejecting the EU. It should come as no surprise that many of these movements (including Trump in the US) admire Vladimir Putin, at least for his strongman style.

Asia hasn’t been spared this movement, either. After years of tentative openness in China, at least with the economy, Xi Jinping has declared himself the “core” leader, in the mould of the previous strongmen Mao Zedong and Deng Xiaoping. Japan’s prime minister, Shinzo Abe, has also hardened his stance, and he was the first world leader to meet with President-Elect Donald Trump. Narendra Modi in India and Rodrigo Duterte in the Philippines are in the same mould, the latter coming to power on the back of promising to kill criminals and drug dealers. After the failed coup against him in July, Recep Tayyip Erdogan has also been cracking down on Turkey.

***


In Les systèmes socialistes, Pareto elaborated on how a new elite replaces the old. A, the old elite, would be challenged by B, the new, in alliance with C, the people. B would win the support of C by making promises that, once in power, it wouldn’t keep. If that sounds like the behaviour of most politicians, that is because it probably is. But what Pareto was pointing out was how, in its struggle for power, the new elite politicised groups that were not political before.

What we know of Trump supporters and Brexiteers is that many feel disenfranchised: the turnout in the EU referendum could not have been greater than in the 2015 general election otherwise, and significant numbers of those who voted for Trump had never voted before. There is no reason to think that they, too, won’t be betrayed by the new leaders they helped to bring to power.

In the last years of his life, Pareto offered a commentary on Italy in the 1920s. He denounced the state’s inability to enforce its decisions and the way that Italians spent their time flaunting their ability to break the law and get away with it. He coined the phrase “demagogic plutocracy” to characterise the period, in which the rich ruled behind a façade of democratic politics. He thought this particularly insidious for two reasons: those in power were more interested in siphoning off wealth for their personal ends than encouraging the production of new wealth, and consequently undermined national prosperity (remember Pareto’s training as an economist); and, as the demagogic elites govern through deceit and cunning, they are able to mask their rule for longer periods.

Much has been made of Trump’s “populism”, but the term “demagogic plutocrat” seems particularly apt for him, too: he is a wealthy man who will advance the interests of his small clique to the detriment of the well-being of the nation, all behind the smokescreen of democratic politics.

There are other ways in which Pareto can help us understand our predicament. After all, he coined the 80/20 rule, of which we hear an intensified echo in the idea of “the One Per Cent”. Trump is a fully paid-up member of the One Per Cent, a group that he claims to be defending the 99 Per Cent from (or, perhaps, he is an unpaid-up member, given that what unites the One Per Cent is its reluctance to pay taxes). When we perceive the natural inequality of the distribution of resources as expressed through Pareto’s “power law”, we are intellectually empowered to try to do something about it.

Those writings on 1920s Italy landed Pareto in trouble, as his theory of the circulation of elites predicted that a “demagogic plutocracy”, dominated by foxes, would necessarily make way for a “military plutocracy”, this time led by lions willing to restore the power of the state. In this, he was often considered a defender of Mussolini, and Il Duce certainly tried to make the best of that possibility by making Pareto a senator. Yet there is a difference between prediction and endorsement, and Pareto, who died in 1923, had already been living as a recluse in Céligny in Switzerland for some time – earning him the nickname “the hermit of Céligny” – with only his cats for company, far removed from day-to-day Italian politics. He remained a liberal to his death, content to stay above the fray.

Like all good liberals, Pareto admired Britain above all. As an economist, he had vehemently defended its system of free trade in the face of outraged opposition in Italy. He also advocated British pluralism and tolerance. Liberalism is important here: in proposing to set up new trade barriers and restrict freedom of movement, exacerbated by their more or less blatant xenophobia, Trump and Brexit challenge the values at the heart of the liberal world.

***


What was crucial for Pareto was that new elites would rise and challenge the old. It was through the “circulation of elites” that history moved. Yet the fear today is that history has come to a standstill, that elites have ­become fossilised. Electors are fed up with choosing between the same old candidates, who seem to be proposing the same old thing. No wonder people are willing to try something new.

This fear of the immobility of elites has been expressed before. In 1956, the American sociologist C Wright Mills published The Power Elite. The book has not been out of print since. It is thanks to him that the term was anglicised and took on the pejorative sense it has today. For Mills, Cold War America had come to be dominated by a unified political, commercial and military elite. With the 20th century came the growth of nationwide US corporations, replacing the older, more self-sufficient farmers of the 19th century.

This made it increasingly difficult to ­distinguish between the interests of large US companies and those of the nation as a whole. “What’s good for General Motors,” as the phrase went, “is good for America.” As a result, political and commercial interests were becoming ever more intertwined. One had only to add the Cold War to the mix to see how the military would join such a nexus.

Mills theorised what President Dwight D Eisenhower denounced in his January 1961 farewell speech as the “military-industrial complex” (Eisenhower had wanted to add the word “congressional”, but that was thought to be too risky and was struck out of the speech). For Mills, the circulation of elites – a new elite rising to challenge the old – had come to an end. If there was any circulation at all, it was the ease with which this new power elite moved from one part of the elite to the other: the “revolving door”.

The Cold War is over but there is a similar sense of immobility at present concerning the political elite. Must one be the child or wife of a past US president to run for that office? After Hillary Clinton, will Chelsea run, too? Must one have gone to Eton, or at least Oxford or Cambridge, to reach the cabinet? In France is it Sciences Po and Éna?

The vote for Brexit, Trump and the rise of the far right are, beyond doubt, reactions to this sentiment. And they bear out Pareto’s theses: the new elites have aligned themselves with the people to challenge the old elites. The lions are challenging the foxes. Needless to say, the lions, too, are prototypically elites. Trump is a plutocrat. Boris Johnson, the co-leader of the Leave campaign, is as “establishment” as they come (he is an Old Etonian and an Oxford graduate). Nigel Farage is a public-school-educated, multimillionaire ex-stockbroker. Marine Le Pen is the daughter of Jean-Marie Le Pen. Putin is ex-KGB.

Pareto placed his hopes for the continuing circulation of elites in technological, economic and social developments. He believed that these transformations would give rise to new elites that would challenge the old political ruling class.

We are now living through one of the biggest ever technological revolutions, brought about by the internet. Some have argued that social media tipped the vote in favour of Brexit. Arron Banks’s Leave.EU website relentlessly targeted disgruntled blue-collar workers through social media, using simple, sometimes grotesque anti-immigration messages (as a recent profile of Banks in the New Statesman made clear) that mimicked the strategies of the US hard right.

Trump’s most vocal supporters include the conspiracy theorist Alex Jones, who has found the internet a valuable tool for propagating his ideas. In Poland, Jarosław Kaczynski, the leader of the Law and Justice party, claims that the Russian plane crash in 2010 that killed his twin brother (then the country’s president) was a political assassination, and has accused the Polish prime minister of the time, Donald Tusk, now the president of the European Council, of being “at least morally” responsible. (The official explanation is that the poorly trained pilots crashed the plane in heavy fog.)

It need not be like this. Silicon Valley is a world unto itself, but when some of its members – a new technological elite – start to play a more active role in politics, that might become a catalyst for change. In the UK, it has been the legal, financial and technological sectors that so far have led the pushback against a “hard” Brexit. And we should not forget how the social movements that grew out of Occupy have already been changing the nature of politics in many southern European countries.

The pendulum is swinging back to the lions. In some respects, this might be welcome, because globalisation has left too many behind and they need to be helped. However, Pareto’s lesson was one of moderation. Both lions and foxes have their strengths and weaknesses, and political elites are a combination of the two, with one element dominating temporarily. Pareto, as he did in Italy in the 1920s, would have predicted a return of the lions. But as a liberal, he would have cautioned against xenophobia, protectionism and violence.

If the lions can serve as correctives to the excesses of globalisation, their return is salutary. Yet the circulation of elites is a process more often of amalgamation than replacement. The challenge to liberal politics is to articulate a balance between the values of an open, welcoming society and of one that takes care of its most vulnerable members. Now, as ever, the task is to find the balance between the lions and the foxes. l

Hugo Drochon is the author of “Nietzsche’s Great Politics” (Princeton University Press)

This article first appeared in the 12 January 2017 issue of the New Statesman, Putin's revenge