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Libya — Battle of the Arab Spring

If Gaddafi is defeated, it will be through the kind of fighting now raging on the streets of Misurat

It is 2 May, my twelfth full day in Misurata, and I'll start with a man I met at a private clinic that had been turned into the city's main trauma hos­pital. The uprising against Muammar Gaddafi was two months old. Loyalist forces surrounded Misurata and controlled parts of the city centre, but the thowar - or revolutionaries - were putting up fierce resistance despite being outgunned. The battle crackled and boomed day and night.

Dr Tahar Alkesa, a surgeon, was sitting on the curb outside one of the white tents erected in front of the clinic to serve as a makeshift emergency ward. He is 31 years old and undoubtedly handsome, but the hours and stress had marked and changed him. He was sallow and unshaven, with dark rings under his puffy eyes. The evening light was soft and fading fast as we chatted. He rubbed his arms for warmth.

I had seen Alkesa at work earlier in the day, when fresh casualties were arriving at the hospital every few minutes. An ambulance or pick-up truck would screech to a halt outside the tent, amid cries of "Allahu akbar". If the victim was a thowar, he usually had a bullet wound, having been picked off by a sniper. Civilian casualties generally had shrapnel injuries caused by shells or missiles, the most vicious of which was a Grad, a long, tubular projectile fired out of a 40-barrelled launcher known as "Stalin's organ". When they were fired into Misurata, you heard a whoosh, whoosh, whoosh, and then bang, bang, bang.

One Grad victim arrived in the back of a blue sedan. Both his legs had been blown off at the knee. A crimson stream of blood trailed on to the tarmac as he was carried into the tent. Within a few minutes he was wheeled out, covered by a blanket. People gathered outside and launched into an anguished but beautiful refrain: La ilaha illa Allah,/La ilaha illa Allah,/ al-shaheed habib Allah. ("There is no God but Allah, there is no God but Allah, the martyr is dear to Allah.")

Alkesa worked without interruption, stitching, cleaning, talking softly to the patients, offering words of reassurance. His expression changed little, even when a grimacing man in his mid-twenties was rushed in. The man's face was blackened by smoke and his eyes were white and wide with pain and terror. His filthy khaki pants were bloodstained and torn. His forearms were shredded. He was a tank driver. The thowar did not have tanks.

His first request was for a lethal injection, because he was convinced that he would be tortured or beaten for fighting for Gaddafi. Alkesa politely said no, assuring him that he would be looked after. He cleaned the man's leg and groin wounds and sewed up the strips of flesh on his arms. The tank driver said he was from Tripoli, and that his commanders had told him that Misurata was under the control of foreign-ers and terrorists who had been destroying mosques. He said he felt he had been cheated, and was sorry.

Now, sitting on the curb, Alkesa told me: "Inside me, I really did not want to look after that man. I did not enjoy treating him. But it was my duty to look after a human being."

It pained him even more that the tank driver was a Libyan, unlike those of Gaddafi's forces, a minority, who are mercenaries from elsewhere in Africa, usually Mauritania, Chad or Sudan. "I just ask myself, what has Gaddafi done with their brains to make them fight us like this? He is not a human being. He is evil. Satan."

Until a few days earlier, he had not seen his wife, his four-year-old daughter and one-year-old son for a month. So intense was the workload at the hospital that he had been sleeping there; his family had become trapped after government troops overran his neighbourhood. Because the mobile-phone networks in the city had been cut, he had no way of reaching his family. "For two or three days I was completely dissociated from this world," the doctor said. "Even though I was working, I was asking myself: 'Is this real? Am I even real?' Then I came round and started feeling myself again."

Still, he said, every night when his shift ended, he would walk to his car, open the door and sit in the driver's seat. He had nowhere to go. He just needed a private place to weep.

Misurata is Libya's third-largest city, about 200 kilometres east of the capital, Tripoli, where the Mediterranean coastline dips south in the Gulf of Sirte. In better times, if Gaddafi's rule in peacetime could be described that way, you would drive there from the capital with a government-approved guide by your side. But since the beginning of the revolution, the only way in to Misurata has been by boat. First, you fly to Cairo and drive west for 14 hours, crossing the Libyan border roughly halfway. That gets you to Benghazi, the eastern city where Libya's revolution began in mid-February.

From there, you travel on a local fishing boat, carrying emergency supplies and most likely weapons for the rebels. The voyage takes over 40 hours.
Another way in is on the Ionian Spirit, a Greek ferry chartered by the International Organisation for Migration to pick up foreign workers stranded in Misurata. That journey takes just under a day, assuming loyalist forces are not bombing the port - as they often were.

Misurata has a proud history. An important trading post since ancient times, it provided determined resistance to Italian occupation a century ago, prompting one commander to declare that Libya was a snake and Misurata its head - something local people love to tell you. In modern times it became Libya's industrial hub, with its port and one of Africa's largest steel factories. Low-slung and sprinkled with palm trees, the city is well laid out and mildly prosperous. Most of the 300,000-plus residents had enough food to eat and many had cars and decent houses, too. Yet, given the country's vast oil reserves and small population, Libya should be much wealthier, more akin to Dubai or Abu Dhabi, in the view of many people you meet.

Since seizing power in a coup d'état in 1969, Gaddafi has squandered tens of billions of dollars on vanity projects and misadventures, such as sponsoring international terrorism. Meanwhile, countless public works projects, such as the renovation of Misurata's main hospital, were allowed to drag on for years. Yet that was not the main reason Gaddafi was so despised here, Alkesa told me. He explained that by the time he was born, in 1979, Gaddafi had come up with his "Third Universal Theory" of government, which he claimed was superior to democracy and communism and would lead to "a state of the masses". Its principles were laid out in his Green Book, which became required reading in schools and universities.

Most Libyans thought it was quackery, but very few dared question it openly. Those who did so were hanged. As a public service, Gaddafi ensured that the executions were shown on state television. "I remember watching them as a child," Alkesa said. "Some loyalists would run up to the bodies as they hung and jerk them downwards, to make it more violent. My father would have tears in his eyes when he saw that. That is why we have always hated Gaddafi. Not because we lacked money or food, but because we had no freedom . . . We also believed that nobody could destroy him. We were resigned to waiting for God to take his life."

Then, in January this year, there was a revolution in Tunisia, which borders Libya to the west. And then the turmoil in Egypt, to the east. The despotic leaders of both countries were toppled by people power. Libyans were inspired, especially the youth, but still they had no idea how they could emulate their Arab neighbours, Alkesa said. Compared to Libya, Egypt and Tunisia had seemed like liberal democracies even before their revolutions. “Despite our dreams, nobody could imagine that this could happen in Libya," he said. "No one. Really, no one."

On 15 February, there was a small protest in Benghazi over the arrest of a lawyer representing victims of a prison massacre. Two days later, a protest had become a city-wide uprising. The ripples reached Misurata. Nothing had happened yet, but people sensed it might. Alkesa's two brothers, who sell gold jewellery, removed all the stock from their shops and brought it home. Something was about to happen.

On my arrival at the port in Misurata on 20 April, I was taken to a girls' school that had been turned into a media centre for local journalists, some of whom accompany the thowar to the front line each day. They post video footage on YouTube, or send it to al-Jazeera, to which every television set in the city appears to be tuned.

At the media centre, I met a 23-year-old man whom I'll call Ahmed Ali. He worked in the graphic arts and he spoke good English. He was one of Misurata's first revolutionaries. He told me that, on 17 February, he and a few dozen other young men, most of them in their early twenties, held a demonstration in support of the people of Benghazi.

They were arrested by the security forces, who beat them before hauling them away. "During interrogation they showed us our Facebook pages, where we had been talking about plans for a protest. They had been watching us even before," Ali told me.

Some of those arrested, including Ali, were held overnight, others for two days. It was the spark that Misurata needed. The editor of a newspaper where Ali sometimes worked announced he would not publish again until all the men were released. On 19 February, some of their families and friends went on to the streets to demand the same. “We were 30 people, and then in a few minutes we were 100. Soon we were 5,000," Ali said. "It was incredible."

The security forces opened fire. The first martyr of the revolution, Khalid Boshahma, was shot dead. For his funeral the next day, tens of thousands of people turned out in the city centre. Tear gas was used. Snipers who had been positioned in nearby buildings began firing in the air. People in the crowd started hugging each other, believing the army had taken their side by refusing to shoot at them. But then the snipers started picking people off. Dozens were shot in the head or chest. None of the protesters had guns - keeping a weapon was prohibited in Libya under Gaddafi - but their rage was enough to shake the army. As demonstrators began setting fire to buildings associated with the regime, state security hastily left Misurata, perhaps having been ordered to, or maybe out of fear. Tension was mounting in Tripoli, and so the government was unable to spare troops to mount a counterattack for two weeks. For many people in Misurata, it was the best fortnight of their lives, Ali told me. But they knew Gaddafi would be back.

Under the guidance of a hastily assembled judicial council, the people of Misurata prepared to defend their city. By looting the local armoury, they had acquired some AK-47s and grenade launchers but most of their weapons were home-made. Young men were instructed to prepare thousands of Molotov cocktails as well as fist-sized bombs known as gelatina, made from TNT.

When Gaddafi's forces finally attacked on 6 March, they met no resistance and were allowed to drive into Tripoli Street, the main boulevard, a few miles long, with its smart shops, coffee houses, banks and office blocks. Then, when the order came, hundreds of young men positioned on the rooftops along the street started hurling their bombs. The thowar joined in with their light weapons. Taken by surprise, the loyalist forces battled
for four hours to fight their way forward, but could not. Many of Gaddafi's soldiers were killed, and the survivors were driven back to the edge of the city.

The next attack, on 19 March, was on a different scale. Troops entered the city from several sides, Russian-made tanks leading the way. This time they forced their way into Tripoli Street. Out of armoured personnel carriers poured many hundreds of snipers, who raced up into Misurata's office buildings and residential apartment blocks.

Other units took over the city's vegetable market, the college of medical technology and the unfinished hospital. The urban conflict had begun: terrifying, old-fashioned war where men fired at each other at close quarters. The daily casualty count rose remorselessly. Ali's maternal uncle was shot in the leg by a sniper. One paternal uncle was killed. Another was kidnapped from his home and has not been seen since.

Like thousands of other men, many of them students or workers in their early twenties, Ali volunteered to join the fight. His father gave him an old hunting rifle that he had kept hidden in the house for years. Others in Ali's unit joked that while Gaddafi's forces were pounding the city with anti-aircraft guns, Ali was fighting back with an anti-duck gun. "We were at the front line, but I never wanted to be right at the front. It was really scary, as we did not have a leader yet and the situation was very confused," Ali told me as we drove around the city one day. "I don't have a strong heart like some of the guys."

Nor was he sustained by faith. "You probably think that I am a Muslim, because of this," he said, pointing to a Quran on his dashboard.

“I did shout Allahu akbar when we fought, but I don't believe in God and that virgins for the martyrs stuff, and neither do many of my friends. We like to listen to music, get drunk on the beach on home-made alcohol. I just can't tell my family how I feel, because my uncle is the head of a mosque."
After a few days at the front, Ali's colleagues suggested he might be more useful working in the media centre. He agreed, and gave his hunting rifle to another member of his unit. Two days later, that man was shot in the stomach. “I never found out where my father's gun went," Ali said.

By the time I arrived in Misurata, the street battle had been raging for weeks. Most of Tripoli Street was controlled by snipers, but Ali agreed to drive me and two other journalists to the side roads that intersected it, where units of thowar were in combat with the snipers.

The car belonged to his brother and was a mess, cigarette boxes, shoes, biscuit wrappers and a few tins of sardines littering the floor. The boot was filled with tins of canned food. Ali slipped a CD titled Alternative Ballads into the car stereo: soft rock for a hard war.

We passed bakeries where men and boys were queuing for rations of bread. Despite the scarcity of goods, supermarkets had kept most of their prices stable. A shop manager told me: "This is a war, not a time to make money."

Cigarettes were the one exception. Rothmans, Ali's brand of choice, had quadrupled in price to ten dinars (about £4). There were thowar checkpoints every few hundred metres, reinforced with huge berms of sand brought from the beach, or large pieces of concrete pipe. At one roadblock, twisted remnants of missiles and shells fired by Gaddafi's soldiers into Misurata had been placed on top of one pipe. Next to it, with an arrow pointing towards the display, was a sign that read, "These are his weapons." Poking out of the pipe was a rake and spade: "These are our weapons."

Closer to the city centre, the tactics used by the thowar in the guerrilla war became evident. Giant shipping containers filled with wet sand and metal filings had been used to block off streets to prevent armoured columns getting through. Petrol-soaked blankets lay on the road, thrown there in the hope they would get caught in the tanks' tracks, allowing a Molotov cocktail or rocket-propelled grenade to set one of them on fire.

Leaving the car, we walked carefully down a side road to the main street, where several destroyed tanks hinted that the strategy had been successful. There had been an almighty battle; all the buildings were pockmarked by bullets. In places whole walls had been blown away. Splinters of glass and chunks of metal littered the street. A mosque had sustained heavy damage. There were burnt-out cars everywhere.

Closer to Tripoli Street, the damage had extended to residential homes, long abandoned by their occupants. Some of the side streets were within sight of the snipers, so Ali drove along new roads that been created by the thowar by punching holes in garden walls.

We were now very close to the vegetable market, where Gaddafi's troops had a base, protected by seven tanks. A group of about 20 fighters was having a breakfast of tuna and bread. They had been slowly clearing Gaddafi soldiers out of the neighbourhood, fighting house-to-house battles.
The leader of the unit was the only one wearing a uniform, which he'd taken from a captured Gaddafi soldier. He was a cartoonist's image of a rebel fighter - muscular, with a trim beard, a knife tucked into his belt at the back. Most thowar commanders had nicknames, but he was a replacement and new to the job; the previous leader had been killed by a sniper the day before. Ali suggested that we call him Mr Smile. He liked it.

He had been working in construction in Malta before the revolution, but had quit his job and taken a boat to Benghazi, where he received three weeks' basic training in light weapons. Now, as the leader of his group in Misurata, Mr Smile had control of a battle wagon that looked like something out of the Mad Max movies. A heavy machine-gun had been fixed on the back of a pick-up. Two giant rectangles of 12-millimetre-thick steel had been welded on to the front and rear of the vehicle. Mr Smile walked quickly towards Tripoli Street, waving his arm for us to join him. Coming to a crossing, he lowered his head and charged across.

“Snipers," he said. With gunfire zipping nearby, we bid Mr Smile goodbye. "Please come back and visit tomorrow," he said.

In this city, the abnormal quickly became normal. After a few nights sleeping on the AstroTurf floor of a basement gymnasium where journalists were put up, I no longer jumped at the rat-a-tat of gunfire, or the explosions or the ambulance sirens that pierced the night. Ordinary people in Misurata, who in January could barely tell the difference between a gunshot and a car backfiring, were - in their own minds at least - aural experts on heavy weapons.

Boom. "That's a Grad." Bang. "That's a mortar." Boom. "A tank shell."

Bang. "Katyusha rocket." Boom. "Nato must be bombing again."

War became normal for children, too. The schools were all closed, and for a while parents kept their children inside, but after a few weeks they were let out again to play. Ali's ten-year-old cousin started a game with his friends where they tried to find a full set of bullet shells, from a 7.62mm AK-47 round to a 50-calibre heavy-machine-gun round. Inevitably, there were accidents. One afternoon, on a visit to a clinic on the western outskirts of Misurata, I saw a 14-year-old boy, Abdishakur. He was sitting in a wheelchair because of his osteoporosis. It looked like he had measles, but in fact his face had been blasted with tiny fragments of shrapnel. His 11-year-old brother, Ibrahim, had even more severe injuries, sustaining damage to both eyes. His father, a local imam, explained what had happened.

“The boys were looking after my sheep when Ibrahim found a bullet still in its shell," he said. "They did not realise it was dangerous. They took it home. Ibrahim was hitting it when it exploded."

Family life had acquired a strange new reality. Neighbourhoods close to Tripoli Street or in other areas controlled by Gaddafi forces quickly emptied out. Families moved in with relatives or friends. If they had nowhere to go,

a stranger might offer up his house, and move his own family in with somebody else. One evening, I visited the home of Mohamed Tag­ouri, a 50-year-old who owned two water tankers. It was a large, well-maintained house with four bedrooms, ideal for Tagouri, his wife and their five children. Now, there were 11 families living in the house, 62 people in all. Tagouri's sister and her three children, all under five, were among them. Her house, near Tripoli Street, was now "junk", Tagouri said. Her husband was dead, killed on the front line a few days earlier. "Every family in Misurata has lost a relative," Tagouri told me as he sat on the floor, drinking coffee. "But we cannot stop resisting. We have to finish the situation. We have no regrets."

Most days, the shelling was not too heavy and he would drive one of his tankers to the desalination plant near the port, which had become the city's main supply after Gaddafi had cut the water mains. He would then sell the water in town, or give it away if someone was low on cash. Many were, as no salaries were being paid and no banks were open, although neighbourhood committees were handing out small sums of money to all families. They were handing out food parcels, too, but Tagouri said they lacked a crucial item. “There is no macaroni in Misurata."

Despite the best efforts of Mr Smile's team and other bands of thowar, the snipers of Tripoli Street were still causing havoc. No target was off limits: not the mosques, which broadcast "Allahu akbar" over and over to give the thowar strength, and not ambulances. Children, too, were seen as fair game.

At the hospital, I saw a ten-year-old boy who had been shot in the head while stepping outside to play with his friends. Such was the fear of snipers that some people had been too terrified to risk fleeing the city centre when the snipers came in. These included 101 orphans housed close to Tripoli Street. After huddling together in the basement of their orphanage for weeks, they had nearly run out of food. The power and water had been cut.

Selima al-Teer was one of two social workers trapped with the children. "My colleague and I were so afraid of snipers, but we decided we had to run to try and find food," she told me. "We took a hammer, ran about 500 metres to a supply store, and broke the door down. We put food in a wheelbarrow and ran back to the orphanage."

They made the journey three times. “Each time we just said to each other: 'May God help us,' and then ran," she said. Eventually, with the help of the thowar, all the children escaped and found refuge in a Quranic school in a safer suburb of the city.

As the days passed, it was clear that the thowar were gaining the upper hand on the snipers. By blocking the streets, they had managed to cut Gaddafi's resupply lines and began clearing buildings along Tripoli Street one by one. To identify the snipers' hideouts, the revolutionaries crept along side roads and then held out small pieces of mirror to look up the street, examining the reflection for the tell-tale puff of smoke whenever a shot was fired. Then they attacked the buildings with their Kalashni­kovs, heavy machine-guns and RPGs. Finally, they sent fighters into the buildings. They worked through the floors, sometimes tossing burning tyres into rooms to smoke out the last of the snipers.

One night, at the media centre, Ali told me that the eight-storey insurance building, the tallest in Misurata, which stood at the very centre of the city at the top of Tripoli Street, had been declared clear. We drove there early the next morning. For the first time the extent of the war here became obvious. Many of the buildings near the insurance tower resembled those of Mogadishu, in Somalia, where bullets have flown freely for 20 years. There were four destroyed tanks. A handful of local people wandered around in a near daze, struggling to grasp what had happened.
With Ali leading the way, we entered the darkened reception area of the insurance building, picking our way up the rubble-strewn stairs. We soon came upon some mattresses where a few snipers had been sleeping, and empty tuna and tomato paste tins. Spent shells lay in heaps on the floor. There was graffiti on the wall, which Ali translated. “If we survive, we are warning you gays and dogs. We will not forgive anybody from Misurata. We will fuck your daughters and your wives."

On the roof of the building, snipers had been sleeping in the elevator maintenance room, mattresses packed tightly together. Outside, there were thousands of spent shells on the terrace, along with several cases that had held anti-tank missile launchers. The roof had a panoramic view of the city and of the epic destruction below. To be up here with a gun was to be a master of downtown Misurata. However, after weeks of starving the snipers of food and ammunition, and hitting the buildings with gunfire, the thowar had cleared all the snipers from Tripoli Street.

And yet the death toll mounted. One day, I saw Mr Smile at the hospital, looking harried. He had lost a few men, he told me. The war had entered a new phase as the revolutionaries tried to push Gaddafi's soldiers out of their bases in the vegetable market and other locations. On the back foot - Gaddafi's minions called it a strategic retreat - the loyalist forces had increased their long-distance shelling of the city.

“Do you think this is over?" asked Hassan Mohamed, a 51-year-old man who was showing me around a destroyed house where 16 of Gaddafi's troops had been killed. He had already lost several family members in the conflict. He expected to lose more. Then he answered his own question: "This is not over. Gaddafi will send more soldiers. He is much bigger than the devil himself."

As the thowar pushed forward, there were terrible battles on the southern and western outskirts of the city. The scale of the missile and mortar attacks by the pro-Gaddafi troops increased, loyalist shells often falling on civilian neighbourhoods, whether intentionally or not. On one night of particularly heavy bombardment, Ali frantically searched the internet for information on the best place to take shelter in a house when bombs were falling. He then took the microphone at Radio Free Libya, which had become the voice of Misurata's revolution, and told people what he had learned.

As the first uncensored medium in the city in 42 years, the station offered an insight into some of the challenges that Libya might face once Gaddafi was gone. People of Ali's father's generation had pushed for Radio Free Libya to adhere to conservative values, with a strong focus on religion. But Ali and his friends, of the generation that had started the revolution and was dying on the front lines, wanted something more progressive. "Look, us young guys don't just know about camels or how to fix a car," he told me. "We have the internet. We know about the world."

I saw Tahar Alkesa in the emergency tent two nights before I left Misurata on 3 May. His stubble had turned into a beard, with patches of grey. He looked even more fatigued than when we had first met. The casualties had not slowed - ten to 20 killed most days and dozens of others injured. We could hear the boom, boom, boom of Grad missiles being launched by Gaddafi's troops in the distance. As they were slowly being pushed back outside the city, government forces had trained much of their attention on the port, determined to cut off Misurata's lifeline. A few days earlier, a small naval team sent by Gaddafi had been intercepted as it laid floating sea-mines outside the harbour.

Inside the hospital, while trying to ascertain the day's casualty figures, I bumped into Suleiman Ibrahim, a prominent businessman in Misurata who had been helping out around the hospital for weeks with Haythem, his younger brother. Haythem had left for Malta that morning on a boat - one of the very few able to enter the harbour in days - to sort out business in China. The men's two younger brothers, twins in their early twenties, were both working for the hospital, one as an ambulance paramedic, the other as a doctor. "This war is disastrous. Misurata has paid a big, big price," Suleiman said.

He was desperate to get his parents out of the country, but his mother had refused to leave unless all her sons did, too. They would not.

I had heard the reason many times from different people: we win, or we die.

Xan Rice is a contributing writer of the New Statesman.

Xan Rice is Features Editor at the New Statesman.

This article first appeared in the 09 May 2011 issue of the New Statesman, Beyond the cult of Bin Laden

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Why the elites always rule

Since an Italian sociologist coined the word “elite” in 1902, it has become a term of abuse. But history is the story of one elite replacing another – as the votes for Trump and Brexit have shown.

Donald Trump’s successful presidential campaign was based on the rejection of the “establishment”. Theresa May condemned the rootless “international elites” in her leader’s speech at last October’s Conservative party conference. On the European continent, increasingly popular right-wing parties such as Marine Le Pen’s Front National and the German Alternative für Deutschland, as well as Poland’s ruling Law and Justice party, delight in denouncing the “Eurocratic” elites. But where does the term “elite” come from, and what does it mean?

It was Vilfredo Pareto who, in 1902, gave the term the meaning that it has today. We mostly think of Pareto as the economist who came up with ideas such as “Pareto efficiency” and the “Pareto principle”. The latter – sometimes known as the “power law”, or the “80/20 rule” – stipulates that 80 per cent of the land always ends up belonging to 20 per cent of the population. Pareto deduced this by studying land distribution in Italy at the turn of the 20th century. He also found that 20 per cent of the pea pods in his garden produced 80 per cent of the peas. Pareto, however, was not only an economist. In later life, he turned his hand to sociology, and it was in this field that he developed his theory of the “circulation of elites”.

The term élite, used in its current socio­logical sense, first appeared in his 1902 book Les systèmes socialistes (“socialist systems”). Its aim was to analyse Marxism as a new form of “secular” religion. And it was the French word élite that he used: naturally, one might say, for a book written in French. Pareto, who was bilingual, wrote in French and Italian. He was born in Paris in 1848 to a French mother and an Italian father; his father was a Genoese marquis who had accompanied the political activist Giuseppe Mazzini into exile. In honour of the revolution that was taking place in Germany at the time, Pareto was at first named Fritz Wilfried. This was latinised into Vilfredo Federico on the family’s return to Italy in 1858.

When Pareto wrote his masterpiece – the 3,000-page Trattato di sociologia ­generale (“treatise on general sociology”) – in 1916, he retained the French word élite even though the work was in Italian. Previously, he had used “aristocracy”, but that didn’t seem to fit the democratic regime that had come into existence after Italian unification. Nor did he want to use his rival Gaetano Mosca’s term “ruling class”; the two had bitter arguments about who first came up with the idea of a ruling minority.

Pareto wanted to capture the idea that a minority will always rule without recourse to outdated notions of heredity or Marxist concepts of class. So he settled on élite, an old French word that has its origins in the Latin eligere, meaning “to select” (the best).

In the Trattato, he offered his definition of an elite. His idea was to rank everyone on a scale of one to ten and that those with the highest marks in their field would be considered the elite. Pareto was willing to judge lawyers, politicians, swindlers, courtesans or chess players. This ranking was to be morally neutral: beyond “good and evil”, to use the language of the time. So one could identify the best thief, whether that was considered a worthy profession or not.

Napoleon was his prime example: whether he was a good or a bad man was irrelevant, as were the policies he might have pursued. Napoleon had undeniable political qualities that, according to Pareto, marked him out as one of the elite. Napoleon is important
because Pareto made a distinction within the elite – everyone with the highest indices within their branch of activity was a member of an elite – separating out the governing from the non-governing elite. The former was what interested him most.

This is not to suggest that the non-governing elite and the non-elite were of no interest to him, but they had a specific and limited role to play, which was the replenishment of the governing elite. For Pareto, this group was the key to understanding society as a whole – for whatever values this elite incarnated would be reflected in society. But he believed that there was an inevitable “physiological” law that stipulated the continuous decline of the elite, thereby making way for a new elite. As he put it in one of his most memorable phrases, “History is the graveyard of elites.”

***

Pareto’s thesis was that elites always rule. There is always the domination of the minority over the majority. And history is just the story of one elite replacing another. This is what he called the “circulation of elites”. When the current elite starts to decline, it is challenged and makes way for another. Pareto thought that this came about in two ways: either through assimilation, the new elite merging with elements of the old, or through revolution, the new elite wiping out the old. He used the metaphor of a river to make his point. Most of the time, the river flows continuously, smoothly incorporating its tributaries, but sometimes, after a storm, it floods and breaks its banks.

Drawing on his Italian predecessor Machiavelli, Pareto identified two types of elite rulers. The first, whom he called the “foxes”, are those who dominate mainly through combinazioni (“combination”): deceit, cunning, manipulation and co-optation. Their rule is characterised by decentralisation, plurality and scepticism, and they are uneasy with the use of force. “Lions”, on the other hand, are more conservative. They emphasise unity, homogeneity, established ways, the established faith, and rule through small, centralised and hierarchical bureaucracies, and they are far more at ease with the use of force than the devious foxes. History is the slow swing of the pendulum from one type of elite to the other, from foxes to lions and back again.

The relevance of Pareto’s theories to the world today is clear. After a period of foxes in power, the lions are back with renewed vigour. Donald Trump, as his behaviour during the US presidential campaign confirmed, is perfectly at ease with the use of intimidation and violence. He claimed that he wants to have a wall built between the United States and Mexico. His mooted economic policies are largely based on protectionism and tariffs. Regardless of his dubious personal ethics – a classic separation between the elite and the people – he stands for the traditional (white) American way of life and religion.

This is in stark contrast to the Obama administration and the Cameron government, both of which, compared to what has come since the votes for Trump and Brexit, were relatively open and liberal. Pareto’s schema goes beyond the left/right divide; the whole point of his Systèmes socialistes was to demonstrate that Marxism, as a secular religion, signalled a return to faith, and thus the return of the lions in politics.

In today’s context, the foxes are the forces of globalisation and liberalism – in the positive sense of developing an open, inter­connected and tolerant world; and in the negative sense of neoliberalism and the dehumanising extension of an economic calculus to all aspects of human life. The lions represent the reaction, centring themselves in the community, to which they may be more attentive, but bringing increased xenophobia, intolerance and conservatism. For Pareto, the lions and foxes are two different types of rule, both with strengths and weaknesses. Yet the elite is always composed of the two elements. The question is: which one dominates at any given time?

What we know of Theresa May’s government suggests that she runs a tight ship. She has a close – and closed – group of confidants, and she keeps a firm grip on the people under her. She is willing to dispense with parliament in her negotiation of Brexit, deeming it within the royal prerogative. Nobody yet knows her plan.

The European Union is a quintessentially foxlike project, based on negotiation, compromise and combination. Its rejection is a victory of the lions over the foxes. The lions are gaining prominence across the Western world, not just in Trumpland and Brexit Britain. Far-right movements have risen by rejecting the EU. It should come as no surprise that many of these movements (including Trump in the US) admire Vladimir Putin, at least for his strongman style.

Asia hasn’t been spared this movement, either. After years of tentative openness in China, at least with the economy, Xi Jinping has declared himself the “core” leader, in the mould of the previous strongmen Mao Zedong and Deng Xiaoping. Japan’s prime minister, Shinzo Abe, has also hardened his stance, and he was the first world leader to meet with President-Elect Donald Trump. Narendra Modi in India and Rodrigo Duterte in the Philippines are in the same mould, the latter coming to power on the back of promising to kill criminals and drug dealers. After the failed coup against him in July, Recep Tayyip Erdogan has also been cracking down on Turkey.

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In Les systèmes socialistes, Pareto elaborated on how a new elite replaces the old. A, the old elite, would be challenged by B, the new, in alliance with C, the people. B would win the support of C by making promises that, once in power, it wouldn’t keep. If that sounds like the behaviour of most politicians, that is because it probably is. But what Pareto was pointing out was how, in its struggle for power, the new elite politicised groups that were not political before.

What we know of Trump supporters and Brexiteers is that many feel disenfranchised: the turnout in the EU referendum could not have been greater than in the 2015 general election otherwise, and significant numbers of those who voted for Trump had never voted before. There is no reason to think that they, too, won’t be betrayed by the new leaders they helped to bring to power.

In the last years of his life, Pareto offered a commentary on Italy in the 1920s. He denounced the state’s inability to enforce its decisions and the way that Italians spent their time flaunting their ability to break the law and get away with it. He coined the phrase “demagogic plutocracy” to characterise the period, in which the rich ruled behind a façade of democratic politics. He thought this particularly insidious for two reasons: those in power were more interested in siphoning off wealth for their personal ends than encouraging the production of new wealth, and consequently undermined national prosperity (remember Pareto’s training as an economist); and, as the demagogic elites govern through deceit and cunning, they are able to mask their rule for longer periods.

Much has been made of Trump’s “populism”, but the term “demagogic plutocrat” seems particularly apt for him, too: he is a wealthy man who will advance the interests of his small clique to the detriment of the well-being of the nation, all behind the smokescreen of democratic politics.

There are other ways in which Pareto can help us understand our predicament. After all, he coined the 80/20 rule, of which we hear an intensified echo in the idea of “the One Per Cent”. Trump is a fully paid-up member of the One Per Cent, a group that he claims to be defending the 99 Per Cent from (or, perhaps, he is an unpaid-up member, given that what unites the One Per Cent is its reluctance to pay taxes). When we perceive the natural inequality of the distribution of resources as expressed through Pareto’s “power law”, we are intellectually empowered to try to do something about it.

Those writings on 1920s Italy landed Pareto in trouble, as his theory of the circulation of elites predicted that a “demagogic plutocracy”, dominated by foxes, would necessarily make way for a “military plutocracy”, this time led by lions willing to restore the power of the state. In this, he was often considered a defender of Mussolini, and Il Duce certainly tried to make the best of that possibility by making Pareto a senator. Yet there is a difference between prediction and endorsement, and Pareto, who died in 1923, had already been living as a recluse in Céligny in Switzerland for some time – earning him the nickname “the hermit of Céligny” – with only his cats for company, far removed from day-to-day Italian politics. He remained a liberal to his death, content to stay above the fray.

Like all good liberals, Pareto admired Britain above all. As an economist, he had vehemently defended its system of free trade in the face of outraged opposition in Italy. He also advocated British pluralism and tolerance. Liberalism is important here: in proposing to set up new trade barriers and restrict freedom of movement, exacerbated by their more or less blatant xenophobia, Trump and Brexit challenge the values at the heart of the liberal world.

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What was crucial for Pareto was that new elites would rise and challenge the old. It was through the “circulation of elites” that history moved. Yet the fear today is that history has come to a standstill, that elites have ­become fossilised. Electors are fed up with choosing between the same old candidates, who seem to be proposing the same old thing. No wonder people are willing to try something new.

This fear of the immobility of elites has been expressed before. In 1956, the American sociologist C Wright Mills published The Power Elite. The book has not been out of print since. It is thanks to him that the term was anglicised and took on the pejorative sense it has today. For Mills, Cold War America had come to be dominated by a unified political, commercial and military elite. With the 20th century came the growth of nationwide US corporations, replacing the older, more self-sufficient farmers of the 19th century.

This made it increasingly difficult to ­distinguish between the interests of large US companies and those of the nation as a whole. “What’s good for General Motors,” as the phrase went, “is good for America.” As a result, political and commercial interests were becoming ever more intertwined. One had only to add the Cold War to the mix to see how the military would join such a nexus.

Mills theorised what President Dwight D Eisenhower denounced in his January 1961 farewell speech as the “military-industrial complex” (Eisenhower had wanted to add the word “congressional”, but that was thought to be too risky and was struck out of the speech). For Mills, the circulation of elites – a new elite rising to challenge the old – had come to an end. If there was any circulation at all, it was the ease with which this new power elite moved from one part of the elite to the other: the “revolving door”.

The Cold War is over but there is a similar sense of immobility at present concerning the political elite. Must one be the child or wife of a past US president to run for that office? After Hillary Clinton, will Chelsea run, too? Must one have gone to Eton, or at least Oxford or Cambridge, to reach the cabinet? In France is it Sciences Po and Éna?

The vote for Brexit, Trump and the rise of the far right are, beyond doubt, reactions to this sentiment. And they bear out Pareto’s theses: the new elites have aligned themselves with the people to challenge the old elites. The lions are challenging the foxes. Needless to say, the lions, too, are prototypically elites. Trump is a plutocrat. Boris Johnson, the co-leader of the Leave campaign, is as “establishment” as they come (he is an Old Etonian and an Oxford graduate). Nigel Farage is a public-school-educated, multimillionaire ex-stockbroker. Marine Le Pen is the daughter of Jean-Marie Le Pen. Putin is ex-KGB.

Pareto placed his hopes for the continuing circulation of elites in technological, economic and social developments. He believed that these transformations would give rise to new elites that would challenge the old political ruling class.

We are now living through one of the biggest ever technological revolutions, brought about by the internet. Some have argued that social media tipped the vote in favour of Brexit. Arron Banks’s Leave.EU website relentlessly targeted disgruntled blue-collar workers through social media, using simple, sometimes grotesque anti-immigration messages (as a recent profile of Banks in the New Statesman made clear) that mimicked the strategies of the US hard right.

Trump’s most vocal supporters include the conspiracy theorist Alex Jones, who has found the internet a valuable tool for propagating his ideas. In Poland, Jarosław Kaczynski, the leader of the Law and Justice party, claims that the Russian plane crash in 2010 that killed his twin brother (then the country’s president) was a political assassination, and has accused the Polish prime minister of the time, Donald Tusk, now the president of the European Council, of being “at least morally” responsible. (The official explanation is that the poorly trained pilots crashed the plane in heavy fog.)

It need not be like this. Silicon Valley is a world unto itself, but when some of its members – a new technological elite – start to play a more active role in politics, that might become a catalyst for change. In the UK, it has been the legal, financial and technological sectors that so far have led the pushback against a “hard” Brexit. And we should not forget how the social movements that grew out of Occupy have already been changing the nature of politics in many southern European countries.

The pendulum is swinging back to the lions. In some respects, this might be welcome, because globalisation has left too many behind and they need to be helped. However, Pareto’s lesson was one of moderation. Both lions and foxes have their strengths and weaknesses, and political elites are a combination of the two, with one element dominating temporarily. Pareto, as he did in Italy in the 1920s, would have predicted a return of the lions. But as a liberal, he would have cautioned against xenophobia, protectionism and violence.

If the lions can serve as correctives to the excesses of globalisation, their return is salutary. Yet the circulation of elites is a process more often of amalgamation than replacement. The challenge to liberal politics is to articulate a balance between the values of an open, welcoming society and of one that takes care of its most vulnerable members. Now, as ever, the task is to find the balance between the lions and the foxes. l

Hugo Drochon is the author of “Nietzsche’s Great Politics” (Princeton University Press)

This article first appeared in the 12 January 2017 issue of the New Statesman, Putin's revenge