Artwork by Ryan Schude.
Show Hide image

The paradox of fairness

Is the world a better place if the vicious suffer for their viciousness? And what exactly are just deserts?

For as far back as I can remember language, and uttered the very last time I saw her, one of my mother’s most repeated sentences was: “Every dog has its day.” She said it aloud to herself and to the knowing, listening universe, though, when I was in the room, her eyes might be pointing in my direction. It was an incantation, voiced in a low growl. There was something of a spell about it, but it was mainly an assertion of a fundamental and reassuring truth, a statement to vibrate and stand in the air against whatever injustice she had just suffered or remembered suffering. It was, I understood, a reiterated form of self-comfort to announce that justice, while taking its time, was inevitably to come; perhaps, too, a bit of a nudge for the lackadaisical force responsible for giving every dog its day.

Hers was an other-worldly view, of justice meted out from beyond the human sphere, held in this case by an uneducated non-observant Jewish woman with parents from the shtetl, but it is a foundational promise made by all three religions of the Book, and surely their most effective selling point. My mother’s recitation of her truth belonged with another, more impassioned phrase, which I recall her saying only when sitting in a chair, rocking back and forth, or in bed, rolling her head from side to side. “God! God! What have I done to deserve this?” Generally, unlike the harsh confidence of the first phrase, it was wept, sometimes screamed, mumbled madly, wailed, moaned, and usually repeated over and over again, whereas “Every dog has its day” needed saying only once, whenever the situation merited it. Both phrases were occasioned by my repeatedly philandering, disappearing, money-withholding conman father, and each marked opposite ends of the continuum of disappointment on which my mother lived.

I learned from this, in the first place, obviously, to sneak away so that I wouldn’t get dragged in to the conversation and end up (perhaps not unjustly) as a substitute accusee for my father’s failure to care. But I learned also that she had certain expectations of the world: that the world properly consisted of a normality, and that the world had peculiarly failed her in respect of it.

From a very early age I already knew about the norms of the world, what it was supposed to be like, from nursery rhymes, fairy tales, books, films, television and radio. I knew that the most basic of all the norms was that fairness was to be expected. I doubt that I needed to be taught that; it was inward to me, never unknown, and I would guess that I knew it in some way even before I got the hang of language. I would also guess that it was the same for you.

I suppose what I importantly learned from my cursing and keening mother was that grown-ups still knew it, too. That fairness was not just one of those always suspect childish expectations – like money in return for a tooth, or a man coming down the chimney – that one grew out of.

At the same time, I learned from her that fairness was not an infallible fact of the world and that the most apparently fundamental essentials failed, yet the idea I got from my mother about this was that she (and sometimes I was included) was the only person on the planet whom the arranger of fairness had let down. All other husbands and fathers were true and trustworthy, everyone else had enough money to pay the rent and buy food, everyone else had relatives or friends who rallied round, so my mother often explicitly said. Everyone except her (and me, as the appendage inside her circle of misfortune).

It did rather astonish me that we should be so unfortunate to have been singled out, but I was also impressed that we should have received such special treatment from the universe. The stories and nursery rhymes had told me that bad things were supposed to happen to people who had done something to merit it. But my mother had no doubt she had done nothing, had been a helpless victim, yet the world was bad to her, and therefore bafflingly unfair. When she wailed to her personal inattentive God, “What have I done to deserve this?” she meant that she had done nothing.

It seemed that there was a crack in the heart of fairness, and she had fallen into it. She was innocent and deserving of better in her adulthood than her emotionally and economically impoverished childhood had provided, and yet she was receiving punishment and unhappiness in the form of my father and his bad behaviour. He, not she, deserved her misery, and yet, having disappeared and left us behind, he was living an apparently untroubled, unpunished life.

So I understood that on the one hand there was a rule of universal fairness, and every dog had to have its day, even if it was late in coming, and on the other hand that it was possible for some people to be delivered into unhappiness for no reason at all (as I grew older I understood it wasn’t just her and me). What was odd was the way my mother kept calling, albeit reproachfully, on this God who had so let her down.

I grew up to ditch the notion of a structural fairness, of a god or a nature that rewarded and punished on a moral basis. What occurred in people’s lives was consequent on their choices, their lack of choice, and the interrelation between the two, as well as high-or-low-risk-taking or simple arbitrary happenstance. I settled for a universe where narratives and meanings were fractured rather than based on moral cause and effect.

Lives were fragmented, subject to chance, not a continuing stream of moral repercussions, and although chance did have consequences, those consequences, too, were subject to chance. I recognised it in the devil’s distorting mirror from The Snow Queen which accidentally fell and broke into millions of splinters – a random shard falling into Kay’s eye but not into the eye of his friend Gerda. The story starts and takes its shape from a shrug of fate that knows nothing of you or what you deserve, but quite by accident or because of how our story-craving minds work, life could look as if it was conforming to moral judgement. I built a way to pass and describe my time around the rejection of the expectation of fairness, playing with the sharp edges of deconstructed fairy stories and tales children and adults are easily told. And I shook my head against those I came across who echoed my mother, such as, 30 years later, my mother-in-law, who contracted breast cancer at the age of 75 and asked, over and over, whenever I visited her: “How could this have happened to me? I’ve never done anything to deserve cancer.”

My attempt to grow up and away from the childishness of just deserts was, it goes without saying, no more than a position I took. It was necessary and useful, and allowed me to construct narratives that were more interesting to me than the most expected ones, but naturally I never did manage to do away with the sense of outrage against unfairness that I conclude is at the heart of self- and other-conscious life. I have to acknowledge the fundamental human desire for fairness, which, turned inwards, hampered my mother and which, turned outwards, causes people to work in danger and discomfort in places of war and hunger to improve imbalances of fortune.

Desert, the noun deriving from the verb “to deserve”, appears to be an essential human dynamic. It is at least a central anxiety that provides the plot for so many novels and films that depend on our sense that there is or should be such a thing. Like Kafka and Poe, Hitchcock repeatedly returns to the individual who is singled out, wrongly accused, an innocent suffering an injustice. Yet consider Montgomery Clift’s priest in I Confess, Henry Fonda in The Wrong Man, Blaney, the real killer’s friend played by Jon Finch in Frenzy, James Stewart in The Man Who Knew Too Much and Cary Grant in North by Northwest; none of them is – or could be according to Hitchcock’s Catholic upbringing – truly innocent of everything, and often their moral failings give some cause for the suspicion that falls on them. There is always a faint tang of consequence about their troubles.

We worry about people not getting what they deserve, but, due to religion or some essential guilt we carry with us, we are also concerned that there might be a deeper, less obvious basis for guilt that our everyday, human sense of justice doesn’t take into account. In Victorian fiction, Dickens and Hardy are masters of just and unjust deserts, as innocents such as Oliver Twist, David Copperfield, Tess of the D’Urbervilles and Jude the Obscure become engulfed by persecutory institutions and struggle, only sometimes with success, to find the life they ought, in a fair world, to have.

In Dickens, readers get a joyful reassurance after evil intent almost overcomes goodness but justice finally, though at the last moment, wins out by decency and coincidence. Hardy, in his covert modernism, offers no reassurance at all that his innocents’ day will come; his victims’ hopes and lives are snuffed out by forces such as nature and class that have no concern at all with the worth of individual lives and hopes. For both writers, however, the morally just or unjust result is usually an accident that works in or against the protagonist’s favour.

Every child ever born has at some time or other wailed, “It’s not fair.” To which the adults answer, “Life isn’t fair,” and always, surely, with a sense of sorrow and a vague feeling of betrayal, but also an understanding that a vital lesson is being imparted.

Fairness and desert are not exactly the same, I suppose; we might have a basic requirement for a generalised fairness – equality of opportunity, say – that has nothing to do with what anyone deserves, but our strangely inbuilt earliest sense of fairness provides our first encounter with the complexity of justice and injustice. Perhaps it arose even earlier than human consciousness. There are those who, like the primatologist Frans de Waal, suggest that a sense of fairness is an inherent emotion in monkeys:

An experiment with capuchin monkeys by Sarah Brosnan, of Georgia State University’s CEBUS Lab, and myself illuminated this emotional basis. These monkeys will happily perform a task for cucumber slices until they see other getting grapes, which taste so much better. They become agitated, throw down their measly cucumbers, and go on strike.

I’m not sure if this is exactly a sense of fairness. If so, it is a limited, unidirectional sense. Perhaps a sense of unfairness precedes the more general idea. I imagine a full sense of fairness would be demonstrated by a capuchin throwing her grapes down when she sees her fellow worker receiving cucumber. All for one and one for all. I couldn’t find any experiment that showed this.

A sense of personal unfairness may be all that is experienced by small children, too. It is always easy enough to come up with the idea that we have been morally mistreated. We manage to do it from a very young age and, like my mother-in-law, continue to the end of our lives. That others might deserve something is a more sophisticated thought. Usually, before any egalitarian fervour has a chance to emerge on its own, we have introduced the children, if not the monkeys, to the concept of desert. You get the grape for good behaviour, or helping with the washing-up, or not hitting your baby brother when he hits you, and you don’t get a grape if you throw a tantrum, or refuse to put on your socks. In this way, you and your brother get different amounts of goodness according to some very general rule that you are not much in a position to question, and the inherent problems of universal fairness are put into abeyance, except in the deepest dungeon of our consciousness.

There’s a revival of the childish sense of unfairness in adolescence when they/we cry, “I didn’t ask to be born.” To which we/they reply, again with an implication of just des - erts: “The world doesn’t owe you a living.” But neither party explains how either statement asks or answers the difficulty of unfairness in the world.

I dare say all this harks back to our earliest desperation – the battle for the breast – with the helpless infant demanding that her hunger be assuaged and demanding comfort for her discomfort, the formerly helpless infant now in charge and having the capacity to deny it. It starts in a milky muddle and goes on to just des(s)erts. It is astonishing, actually, that the word for pudding in English is not, as it plainly ought to be, related to the desert that is getting what you deserve.

Nevertheless, eventually the hard-learned reward and punishment system becomes social glue and enters into the world as law and civic organisation, as a clumsy attempt to solve the insoluble. The legislation starts early, in the family, and is a necessity in the community and the state, because, in any unlegislated situation, goodness and altruism are not necessarily rewarded on an individual level. Payback, positive and negative, is rarely found in the wild, and only sometimes in what we call civilisation. Cheats very often prosper and an eye for an eye is a brutal, primitive formulation that advanced cultures (us, as we like to think of ourselves) reject as a kind of exact justice that lacks all mature consideration of circumstances. Yahweh hardly applied fairness when he repaid Job’s devotion with vastly incommensurate loss just to win a bet with Satan. And certainly the knotted family romance that is the basis for Judaism, Christianity and Islam, involving Abram, Sara, Isaac, Hagar, Ishmael and Yahweh, is resolved only by Abram’s adultery with Hagar, then Hagar’s expulsion with her son, nearly ending in their death, and the near-filicide of Isaac. All the victims are as completely innocent as human beings and God can be.

In an attempt properly to get to grips with the idea of fairness, justice and desert, I have recently been struggling with the story of Amos, Boris, Claire and Zoey. They are the protagonists in a drama plotted by Shelly Kagan in his new book, The Geometry of Desert. To simplify, but only slightly, all four of them are injured by an explosion at work. A fifth person, You, comes along with a syringe containing a single dose of painkiller, while they wait in agony for the ambulance.

There is no point in giving everybody a little bit; it won’t help any of them enough. Whom do you give the single useful dose to? At this point, the devastation fades into the background and we learn that Amos was hurt as he happened to walk past an explosion from a device planted by the disgruntled or revolutionary Boris, who failed to get away in time, and that Claire, who instigated the bomb attack and set off the detonator, stood too close and was also injured by the blast, while Zoey came on the horrible scene and was wounded by a second blast as she was trying to go to the aid of the other three. The carnage can now return to the forefront of your mind and you have to choose whom to help with your exiguous morphine supply.

The first thing that should become clear before you start mulling over whom to assist is that you are, in fact, in the middle of a philosophical thought experiment. If you are, like me, a novelist with a resistance (as well as a –probably related –hopelessly inept attraction) to this kind of theoretical reasoning, you might reject the entire scenario, because it never happened and your plot is as good as anyone else’s. No, you think, as if you were back in school rebelling against the insistence that all lines meeting at infinity is a given, I don’t have to make any choice at all.

The bomb at the factory didn’t go off. It was never set in the first place. Boris and Claire are gentle vegans who have no animus that would impel them to set a bomb, and no one is hurt. Amos, Boris, Claire and Zoey can continue their ordinary daily business, perhaps never even meeting, or, if they do, knowing nothing about the drama that never happened and which they all failed to be involved in. Or perhaps each of them becomes the protagonist of his or her own novel of which You, and not Shelly Kagan, are the author – the A, B, C, Z Quartet.

In my version, You’s choices are broadened infinitely, there is no given, and I can simply refuse the parameters of the thought experiment because I am not a philosopher, I do not wish to be restricted to the terms set by someone else for their own didactic purposes, and likely I’ve got several deadlines that don’t depend on figuring out how much or how little guilt deserves the morphine and why. And so, once again, I fail to get to grips with academic philosophy.

The Geometry of Desert considers both the fundamental and the complex nature of deserving. Kagan poses familiar questions initially (what makes one person more deserving than another?; what is it that the more deserving deserve more of?; does anyone deserve anything at all?) and then puts them aside in order to examine the underlying complexity of desert by means of graphs that represent his elaborately anatomised notion of desert and all the possible implications and interactions between its teased-apart elements. This graphical representation of desert is, he says, the most important and original part, and the point, of his book.

Which I dare say it is, but I got no further than my enjoyment and childish rejection of the initial elementary narrative. If I were Alice, the Wonderland in which I find myself wandering, enchanted but fearful and utterly baffled, would be geometry, algebra and (as Alice also encounters) formal logic. I am, if it is possible, spatially challenged. Maps and reality completely fail to come together in my brain. My eyes tear up and the trauma of school maths lessons returns to me as Kagan translates away from situation to number and algebraic representation to devise graphs whose plotted lines meander across their grid in a, to me, mysterious arithmetical relation to each other. I’m rubbish at all things numerical and graphical and, with all the will in the world, which I started off with, I could no more have read the greater part of Kagan’s book with comprehension than I could read the Bhaga­vadgita in Sanskrit.

And yet and yet, I can’t get away from the foothills of desert. I can’t shake off the elementary problems that Amos, Boris, Claire and Zoey create, lying there, waiting for that ambulance, me with a hypodermic full of morphine still in my pocket. Amos and Zoey innocent as lambs, but perhaps Zoey more innocent, having put herself in harm’s way in order to help the others? Boris and Claire guilty, for sure, but is Claire, the initiator of the harmful event, more guilty than Boris the foot soldier? Does it go without saying that I should perform a moral triage in order to decide which sufferer to give the morphine, based on the hierarchy of guilt and innocence? Kagan calls it “Fault Forfeits First”, so that Zoey would be first in line for the morphine and Claire and Boris at the back of the queue. But he points out a basic division in Fault Forfeits First, between the “retributionists” and “moderates” who subscribe to that belief.

The retributionists would not give Claire or Boris any morphine even if some were left over after soothing Zoey’s pain, because they deserve to suffer, having caused suffering. The moderates believe that no one should suffer, but that the innocent Amos and Zoey should be helped first if a choice has to be made. The world, the moderates believe, I believe and perhaps you believe, is improved by an improvement in everyone’s well-being. The retributionists think that the world is a better place if the vicious suffer for their viciousness.

But, as John Rawls claimed early in his career, unless you completely accept free will in people’s behaviour, unclouded by fortune or misfortune in birth, education or life experience, it is possible that no one deserves anything as a result of his actions, good or bad. The first instinct is to give Zoey the pain­killer, other things being equal. Other things being equal is the problem. Why, when you come to think of it, does Zoey deserve less pain or more well-being on account of her good will? Did she have a particularly fortunate upbringing or, indeed, an unfortunate one that inclined her to acts of benevolence? No one is culturally, genetically free of influence. In any case, she had no intention of being injured when she went to help. And who knows why Claire, who conceived a bomb and detonated it, became the person she did?

How do we know (butterfly wings beating in the rainforest, and all that) if there might not be something we are not aware of that would make it more beneficial to give Claire the morphine? What if she has information about other bombs that have been planted? And what if, given an “undeserved” benefit, she came to rethink her viciousness? There may be more purely angelic joy in heaven over such a change of heart, but there are also very good practical reasons to rejoice far more, here on earth, over the redemption of one sinner than over 99 people who do not need to repent.

The retributionists and the moderates believe as they do for the same complicated reasons as the good and the vicious. In the practical world, getting just deserts is enshrined in legislation, and justice is separated from fairness, precisely to avoid the endless entailments of the philosophy of desert. It isn’t so surprising that there have been 20 seasons of Law and Order, which in every episode neatly segments and plays out the uncertainties of policing wrongdoing and providing justice. Finally, I suppose, we have to settle for the muddle of “good enough” fairness, while thinking and trying for something better. But don’t try telling that to my mother.

Jenny Diski’s most recent book is “What I Don’t Know About Animals” (Virago, £9.99)

This article first appeared in the 01 April 2013 issue of the New Statesman, Easter Special Issue

Show Hide image

Why the elites always rule

Since an Italian sociologist coined the word “elite” in 1902, it has become a term of abuse. But history is the story of one elite replacing another – as the votes for Trump and Brexit have shown.

Donald Trump’s successful presidential campaign was based on the rejection of the “establishment”. Theresa May condemned the rootless “international elites” in her leader’s speech at last October’s Conservative party conference. On the European continent, increasingly popular right-wing parties such as Marine Le Pen’s Front National and the German Alternative für Deutschland, as well as Poland’s ruling Law and Justice party, delight in denouncing the “Eurocratic” elites. But where does the term “elite” come from, and what does it mean?

It was Vilfredo Pareto who, in 1902, gave the term the meaning that it has today. We mostly think of Pareto as the economist who came up with ideas such as “Pareto efficiency” and the “Pareto principle”. The latter – sometimes known as the “power law”, or the “80/20 rule” – stipulates that 80 per cent of the land always ends up belonging to 20 per cent of the population. Pareto deduced this by studying land distribution in Italy at the turn of the 20th century. He also found that 20 per cent of the pea pods in his garden produced 80 per cent of the peas. Pareto, however, was not only an economist. In later life, he turned his hand to sociology, and it was in this field that he developed his theory of the “circulation of elites”.

The term élite, used in its current socio­logical sense, first appeared in his 1902 book Les systèmes socialistes (“socialist systems”). Its aim was to analyse Marxism as a new form of “secular” religion. And it was the French word élite that he used: naturally, one might say, for a book written in French. Pareto, who was bilingual, wrote in French and Italian. He was born in Paris in 1848 to a French mother and an Italian father; his father was a Genoese marquis who had accompanied the political activist Giuseppe Mazzini into exile. In honour of the revolution that was taking place in Germany at the time, Pareto was at first named Fritz Wilfried. This was latinised into Vilfredo Federico on the family’s return to Italy in 1858.

When Pareto wrote his masterpiece – the 3,000-page Trattato di sociologia ­generale (“treatise on general sociology”) – in 1916, he retained the French word élite even though the work was in Italian. Previously, he had used “aristocracy”, but that didn’t seem to fit the democratic regime that had come into existence after Italian unification. Nor did he want to use his rival Gaetano Mosca’s term “ruling class”; the two had bitter arguments about who first came up with the idea of a ruling minority.

Pareto wanted to capture the idea that a minority will always rule without recourse to outdated notions of heredity or Marxist concepts of class. So he settled on élite, an old French word that has its origins in the Latin eligere, meaning “to select” (the best).

In the Trattato, he offered his definition of an elite. His idea was to rank everyone on a scale of one to ten and that those with the highest marks in their field would be considered the elite. Pareto was willing to judge lawyers, politicians, swindlers, courtesans or chess players. This ranking was to be morally neutral: beyond “good and evil”, to use the language of the time. So one could identify the best thief, whether that was considered a worthy profession or not.

Napoleon was his prime example: whether he was a good or a bad man was irrelevant, as were the policies he might have pursued. Napoleon had undeniable political qualities that, according to Pareto, marked him out as one of the elite. Napoleon is important
because Pareto made a distinction within the elite – everyone with the highest indices within their branch of activity was a member of an elite – separating out the governing from the non-governing elite. The former was what interested him most.

This is not to suggest that the non-governing elite and the non-elite were of no interest to him, but they had a specific and limited role to play, which was the replenishment of the governing elite. For Pareto, this group was the key to understanding society as a whole – for whatever values this elite incarnated would be reflected in society. But he believed that there was an inevitable “physiological” law that stipulated the continuous decline of the elite, thereby making way for a new elite. As he put it in one of his most memorable phrases, “History is the graveyard of elites.”

***

Pareto’s thesis was that elites always rule. There is always the domination of the minority over the majority. And history is just the story of one elite replacing another. This is what he called the “circulation of elites”. When the current elite starts to decline, it is challenged and makes way for another. Pareto thought that this came about in two ways: either through assimilation, the new elite merging with elements of the old, or through revolution, the new elite wiping out the old. He used the metaphor of a river to make his point. Most of the time, the river flows continuously, smoothly incorporating its tributaries, but sometimes, after a storm, it floods and breaks its banks.

Drawing on his Italian predecessor Machiavelli, Pareto identified two types of elite rulers. The first, whom he called the “foxes”, are those who dominate mainly through combinazioni (“combination”): deceit, cunning, manipulation and co-optation. Their rule is characterised by decentralisation, plurality and scepticism, and they are uneasy with the use of force. “Lions”, on the other hand, are more conservative. They emphasise unity, homogeneity, established ways, the established faith, and rule through small, centralised and hierarchical bureaucracies, and they are far more at ease with the use of force than the devious foxes. History is the slow swing of the pendulum from one type of elite to the other, from foxes to lions and back again.

The relevance of Pareto’s theories to the world today is clear. After a period of foxes in power, the lions are back with renewed vigour. Donald Trump, as his behaviour during the US presidential campaign confirmed, is perfectly at ease with the use of intimidation and violence. He claimed that he wants to have a wall built between the United States and Mexico. His mooted economic policies are largely based on protectionism and tariffs. Regardless of his dubious personal ethics – a classic separation between the elite and the people – he stands for the traditional (white) American way of life and religion.

This is in stark contrast to the Obama administration and the Cameron government, both of which, compared to what has come since the votes for Trump and Brexit, were relatively open and liberal. Pareto’s schema goes beyond the left/right divide; the whole point of his Systèmes socialistes was to demonstrate that Marxism, as a secular religion, signalled a return to faith, and thus the return of the lions in politics.

In today’s context, the foxes are the forces of globalisation and liberalism – in the positive sense of developing an open, inter­connected and tolerant world; and in the negative sense of neoliberalism and the dehumanising extension of an economic calculus to all aspects of human life. The lions represent the reaction, centring themselves in the community, to which they may be more attentive, but bringing increased xenophobia, intolerance and conservatism. For Pareto, the lions and foxes are two different types of rule, both with strengths and weaknesses. Yet the elite is always composed of the two elements. The question is: which one dominates at any given time?

What we know of Theresa May’s government suggests that she runs a tight ship. She has a close – and closed – group of confidants, and she keeps a firm grip on the people under her. She is willing to dispense with parliament in her negotiation of Brexit, deeming it within the royal prerogative. Nobody yet knows her plan.

The European Union is a quintessentially foxlike project, based on negotiation, compromise and combination. Its rejection is a victory of the lions over the foxes. The lions are gaining prominence across the Western world, not just in Trumpland and Brexit Britain. Far-right movements have risen by rejecting the EU. It should come as no surprise that many of these movements (including Trump in the US) admire Vladimir Putin, at least for his strongman style.

Asia hasn’t been spared this movement, either. After years of tentative openness in China, at least with the economy, Xi Jinping has declared himself the “core” leader, in the mould of the previous strongmen Mao Zedong and Deng Xiaoping. Japan’s prime minister, Shinzo Abe, has also hardened his stance, and he was the first world leader to meet with President-Elect Donald Trump. Narendra Modi in India and Rodrigo Duterte in the Philippines are in the same mould, the latter coming to power on the back of promising to kill criminals and drug dealers. After the failed coup against him in July, Recep Tayyip Erdogan has also been cracking down on Turkey.

***


In Les systèmes socialistes, Pareto elaborated on how a new elite replaces the old. A, the old elite, would be challenged by B, the new, in alliance with C, the people. B would win the support of C by making promises that, once in power, it wouldn’t keep. If that sounds like the behaviour of most politicians, that is because it probably is. But what Pareto was pointing out was how, in its struggle for power, the new elite politicised groups that were not political before.

What we know of Trump supporters and Brexiteers is that many feel disenfranchised: the turnout in the EU referendum could not have been greater than in the 2015 general election otherwise, and significant numbers of those who voted for Trump had never voted before. There is no reason to think that they, too, won’t be betrayed by the new leaders they helped to bring to power.

In the last years of his life, Pareto offered a commentary on Italy in the 1920s. He denounced the state’s inability to enforce its decisions and the way that Italians spent their time flaunting their ability to break the law and get away with it. He coined the phrase “demagogic plutocracy” to characterise the period, in which the rich ruled behind a façade of democratic politics. He thought this particularly insidious for two reasons: those in power were more interested in siphoning off wealth for their personal ends than encouraging the production of new wealth, and consequently undermined national prosperity (remember Pareto’s training as an economist); and, as the demagogic elites govern through deceit and cunning, they are able to mask their rule for longer periods.

Much has been made of Trump’s “populism”, but the term “demagogic plutocrat” seems particularly apt for him, too: he is a wealthy man who will advance the interests of his small clique to the detriment of the well-being of the nation, all behind the smokescreen of democratic politics.

There are other ways in which Pareto can help us understand our predicament. After all, he coined the 80/20 rule, of which we hear an intensified echo in the idea of “the One Per Cent”. Trump is a fully paid-up member of the One Per Cent, a group that he claims to be defending the 99 Per Cent from (or, perhaps, he is an unpaid-up member, given that what unites the One Per Cent is its reluctance to pay taxes). When we perceive the natural inequality of the distribution of resources as expressed through Pareto’s “power law”, we are intellectually empowered to try to do something about it.

Those writings on 1920s Italy landed Pareto in trouble, as his theory of the circulation of elites predicted that a “demagogic plutocracy”, dominated by foxes, would necessarily make way for a “military plutocracy”, this time led by lions willing to restore the power of the state. In this, he was often considered a defender of Mussolini, and Il Duce certainly tried to make the best of that possibility by making Pareto a senator. Yet there is a difference between prediction and endorsement, and Pareto, who died in 1923, had already been living as a recluse in Céligny in Switzerland for some time – earning him the nickname “the hermit of Céligny” – with only his cats for company, far removed from day-to-day Italian politics. He remained a liberal to his death, content to stay above the fray.

Like all good liberals, Pareto admired Britain above all. As an economist, he had vehemently defended its system of free trade in the face of outraged opposition in Italy. He also advocated British pluralism and tolerance. Liberalism is important here: in proposing to set up new trade barriers and restrict freedom of movement, exacerbated by their more or less blatant xenophobia, Trump and Brexit challenge the values at the heart of the liberal world.

***


What was crucial for Pareto was that new elites would rise and challenge the old. It was through the “circulation of elites” that history moved. Yet the fear today is that history has come to a standstill, that elites have ­become fossilised. Electors are fed up with choosing between the same old candidates, who seem to be proposing the same old thing. No wonder people are willing to try something new.

This fear of the immobility of elites has been expressed before. In 1956, the American sociologist C Wright Mills published The Power Elite. The book has not been out of print since. It is thanks to him that the term was anglicised and took on the pejorative sense it has today. For Mills, Cold War America had come to be dominated by a unified political, commercial and military elite. With the 20th century came the growth of nationwide US corporations, replacing the older, more self-sufficient farmers of the 19th century.

This made it increasingly difficult to ­distinguish between the interests of large US companies and those of the nation as a whole. “What’s good for General Motors,” as the phrase went, “is good for America.” As a result, political and commercial interests were becoming ever more intertwined. One had only to add the Cold War to the mix to see how the military would join such a nexus.

Mills theorised what President Dwight D Eisenhower denounced in his January 1961 farewell speech as the “military-industrial complex” (Eisenhower had wanted to add the word “congressional”, but that was thought to be too risky and was struck out of the speech). For Mills, the circulation of elites – a new elite rising to challenge the old – had come to an end. If there was any circulation at all, it was the ease with which this new power elite moved from one part of the elite to the other: the “revolving door”.

The Cold War is over but there is a similar sense of immobility at present concerning the political elite. Must one be the child or wife of a past US president to run for that office? After Hillary Clinton, will Chelsea run, too? Must one have gone to Eton, or at least Oxford or Cambridge, to reach the cabinet? In France is it Sciences Po and Éna?

The vote for Brexit, Trump and the rise of the far right are, beyond doubt, reactions to this sentiment. And they bear out Pareto’s theses: the new elites have aligned themselves with the people to challenge the old elites. The lions are challenging the foxes. Needless to say, the lions, too, are prototypically elites. Trump is a plutocrat. Boris Johnson, the co-leader of the Leave campaign, is as “establishment” as they come (he is an Old Etonian and an Oxford graduate). Nigel Farage is a public-school-educated, multimillionaire ex-stockbroker. Marine Le Pen is the daughter of Jean-Marie Le Pen. Putin is ex-KGB.

Pareto placed his hopes for the continuing circulation of elites in technological, economic and social developments. He believed that these transformations would give rise to new elites that would challenge the old political ruling class.

We are now living through one of the biggest ever technological revolutions, brought about by the internet. Some have argued that social media tipped the vote in favour of Brexit. Arron Banks’s Leave.EU website relentlessly targeted disgruntled blue-collar workers through social media, using simple, sometimes grotesque anti-immigration messages (as a recent profile of Banks in the New Statesman made clear) that mimicked the strategies of the US hard right.

Trump’s most vocal supporters include the conspiracy theorist Alex Jones, who has found the internet a valuable tool for propagating his ideas. In Poland, Jarosław Kaczynski, the leader of the Law and Justice party, claims that the Russian plane crash in 2010 that killed his twin brother (then the country’s president) was a political assassination, and has accused the Polish prime minister of the time, Donald Tusk, now the president of the European Council, of being “at least morally” responsible. (The official explanation is that the poorly trained pilots crashed the plane in heavy fog.)

It need not be like this. Silicon Valley is a world unto itself, but when some of its members – a new technological elite – start to play a more active role in politics, that might become a catalyst for change. In the UK, it has been the legal, financial and technological sectors that so far have led the pushback against a “hard” Brexit. And we should not forget how the social movements that grew out of Occupy have already been changing the nature of politics in many southern European countries.

The pendulum is swinging back to the lions. In some respects, this might be welcome, because globalisation has left too many behind and they need to be helped. However, Pareto’s lesson was one of moderation. Both lions and foxes have their strengths and weaknesses, and political elites are a combination of the two, with one element dominating temporarily. Pareto, as he did in Italy in the 1920s, would have predicted a return of the lions. But as a liberal, he would have cautioned against xenophobia, protectionism and violence.

If the lions can serve as correctives to the excesses of globalisation, their return is salutary. Yet the circulation of elites is a process more often of amalgamation than replacement. The challenge to liberal politics is to articulate a balance between the values of an open, welcoming society and of one that takes care of its most vulnerable members. Now, as ever, the task is to find the balance between the lions and the foxes. l

Hugo Drochon is the author of “Nietzsche’s Great Politics” (Princeton University Press)

This article first appeared in the 12 January 2017 issue of the New Statesman, Putin's revenge