Salman Rushdie. Photograph: Getty Images
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Salman Rushdie versus the mullocracy

Colin MacCabe reviews "Joseph Anton: a Memoir".

Joseph Anton: a Memoir
Salman Rushdie
Jonathan Cape, 656pp, £25

The first policeman would arrive at our house up to an hour early to make an initial search. It was before the days of mobile phones but there would be a lot of traffic on sophisticated walkie-talkies and then a large black car would pull up outside. Our front door would be opened as the car stopped and a man wearing a baseball cap would emerge. Once he was inside, the cap would be removed, the door shut and, except for the policemen watching television upstairs in one of the children’s rooms, it would be just another dinner party in Islington.

Nobody thought it extraordinary at the time but this book reminds us that it was. Ours was one of many houses in which Salman Rushdie was always welcome as a guest after he had been condemned to death by the mullocracy in Tehran. What was extraordinary, as this book insists on several occasions, was not just that so many friends – and we were in the outer circle – were determined to offer him hospitality and refuge but that they kept it secret. In nearly ten years, no word of any kind leaked out. The chattering classes didn’t chatter.

The title page of Joseph Anton announces a memoir, the genre of our age, and from one perspective that is an accurate description. The book takes us through a childhood in Bombay and then boarding school at Rugby; our pro­tagonist studies at Cambridge before becoming an advertising copywriter in London. He is desperate to become a writer and desperate to understand his translated situation, to conjugate his Indian and his English selves. These twin desperations fuse and give rise to a great novel, Midnight’s Children, which is both Rushdie’s story and the story of modern India. He follows this with Shame, a much shorter novel but equally fine, which takes as its topic Pakistan.

If these two novels bear witness to Rushdie’s experience of being brought up as an Indian Muslim and to a partitioned subcontinent, they do not address his experience in England or his experience as a Londoner. London is the site of his comfortable, middle-class existence and the destination of the vast numbers of immigrants who have made the journey from the subcontinent in altogether more uncertain circumstances. He thus conceives of a book with ambition far outstripping that of his previous, very ambitious books; it is an attempt, as Milton put it, to achieve “things unattempted yet in prose or rhyme”.

If this memoir were a conventional addition to the form, then the part of the story that takes us through the first two-thirds of the writer’s life would have taken up about 400 pages of this book of more than 600 pages. Yet a little more than 70 pages are devoted to it. The reason for this is that the ambitious book Rushdie publishes, at the age of 42, is The Satanic Verses. Joseph Anton is not, then, a memoir in the sense of a subjective account of a life; rather, that account is part of a history, of an objective account of what happened after the author was condemned to death by Ayatollah Khomeini.

The book opens with a bravura account of 14 February 1989, the day Rushdie was woken by a phone call from a BBC reporter asking him how it felt to be sentenced to death. This prologue is followed by the account of his life up to that day, a story that will be familiar to readers of Midnight’s Children and The Satanic Verses, for Rushdie shares many details of his life with Saleem Sinai and Saladin Chamcha, his fictional alter egos.

Rushdie further signals his distance from the memoir form with his decision to write not in the first but in the third person. This device, slightly odd in the discussion of his early life, pays off once Khomeini has pronounced his sentence. For at that moment Rushdie the writer, well known internationally in literary circles, becomes a world-historical figure – his name instantly recognisable around the globe. Rushdie is well aware of the almost accidental nature of this fame and the distancing device by which he turns himself into a figure in a wider history works brilliantly. It is the formal analogue of the extraordinary psychic adjustment that he had to make in order to cope with events that would have driven many insane. Indeed, he could have been forgiven for succumbing to paranoia or megalomania.

The extent of Rushdie’s fame was brought home to me in 1997 when, while he was still under full security protection, he came to give a reading at the University of Pittsburgh, where I teach. When he entered a hall packed with 800 members of the faculty and students, the audience erupted into a five-minute ovation quite unlike any reception I have ever witnessed in an academic setting.

Equally memorable was the occasion when I took him to an Italian restaurant high above Mount Washington so that he could enjoy a spectacular view of Pittsburgh and its three rivers. The restaurant had not been alerted to the visit but we were barely through the front door when the barman, who looked more like a character from The Sopranos than a habitué of libraries and bookshops, abandoned his post to greet us formally: “Mr Rushdie, it is a great honour to welcome you to our restaurant.”

Anybody who comes under the kind of protection that Rushdie was accorded after the fatwa must choose a pseudonym, a nom de guerre. He composed his, Joseph Anton, from the first names of Conrad and Chekhov and this name gives the book its title. Rushdie is a historian by training and the book is perhaps best described as a chronicle. It takes us step by step through the events following the fatwa: first, the battle of ideas, then the political struggle. In both strands, there are the good, who defend stalwartly a friend and a cause; the bad, who through fear, jealousy or stupidity abandon the most elementary defence of freedom; and the ugly, a succession of clerics and bigots who want the unbeliever killed as quickly as possible. In this unlovely gallery, Iqbal Sacranie, Tony Blair’s favourite Muslim, cuts a peculiarly disgusting figure.

The story Rushdie tells is never less than gripping. And there are moments, particularly in his description of his now regretted reconversion to Islam, when he writes as well as he has ever done. And there are also the personal details: an account of a much-married, uxorious man and most insistently, perhaps, the thoughts of a devoted father.

When Rushdie first told me in the mid-1980s of the new novel he was writing, which had as its centre Quranic verses accepting other gods that the Prophet then disowned, he was emphatic that what he wanted to do was to create a space in which one could pay one’s respects to Islamic culture without believing in God. This was his unforgiveable sin. If he had written a book that repeated the ludicrous slanders of medieval Christianity to the effect that a Christian necromancer had dictated the Quran to Muhammad or that he had died making love to a Jewess and then his body was eaten by pigs, no mullah would have felt threatened. For Muhammad, unlike Moses and Jesus, is a fully historical prophet. We know exactly how he lived and died.

Equally, a full-frontal attack from the perspective of modern atheism, à la Richard Daw­kins or Christopher Hitchens, in which the whole edifice of belief is reduced to nonsense would have troubled no one. What Rushdie dared to do was to attempt to appropriate the Islamic tradition for unbelievers, to take it out of the hands of the clerics. Ayatollah Khomeini didn’t have to read the book to recognise it for the threat it was and perhaps still is.

Sadly – but probably inevitably – reading this otherwise inspiring book jostles with the recognition that Rushdie has now given up this struggle. Islam is as the Islamophobes would have it. Early on in Joseph Anton, as he describes the moment at which Midnight’s Children took shape, he writes: “He was a historian by training and the great point of history, which was to understand how indi­vidual lives, communities, nations and social classes were shaped by great force yet retained at times, the ability to change the direction of those forces, must also be the point of his fiction.”

However, no attempt is made to offer a historical explanation of Islamic fundamentalism; instead, in the architecture of the book, it becomes as incomprehensible as the malignant birds in Alfred Hitchcock’s great movie.

Islamic fundamentalism, like its Christian counterpart, is a recent phenomenon. “Born again” as an adjective does not occur in American English until 1959. The thinking of al-Qaeda springs from the writings of Sayyid Qutb in the same decade. To an old-fashioned Marxist, the explanation is obvious: these fundamental­isms indicate the failures of capitalism to offer even the hope of a system of global justice in which the staggering advances in knowledge and science over the past 400 years would contribute to the general well-being of the species.

The academic Darko Suvin once remarked that the desire to be born again amounted to an immanent critique of capitalism. Islamic fundamentalism is born in the failures of third-world socialism. If its intolerant ideas must be continuously contested – and Rushdie’s book shows him as eloquent as ever in this contest – they will only evaporate with social and political changes of which there is currently little sign.

Colin MacCabe is distinguished professor of English and Film at the University of Pittsburgh

This article first appeared in the 24 September 2012 issue of the New Statesman, Lib Dem special

AKG-Images/Russian State Archive for Film and Photography, Krasnogorsk
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What caused the Russian revolution? Look to the powder keg of Petrograd

How unrest exploded in 1917 – with help from Russia’s Terrible Twins.

Nineteen seventeen is a year that resonated through the 20th century. But place matters here as much as time – “place” meaning not just Russia, but Petrograd, as the imperial capital became known after “St Petersburg” was de-Germanised on the outbreak of war in 1914. Though in due course 1917 was touted as a universal model for revolution, it cannot be detached from the impact of the Great War in a distinctive country and a uniquely combustible city. Nor can it be separated from the intertwined stories of two almost incomprehensible men, a failed autocrat and a ruthless dictator: Tsar Nicholas II and Vladimir Lenin, Russia’s Terrible Twins.

The Great War may as well have been called the Great Killing. In 1916, the London Annual Register offered this elegant summary of the callous calculus that passed for Grand Strategy: “[T]he number of men possessed by the Entente Powers was much greater than the number that the Central Powers could command. The war was therefore to be a crude process of sheer killing. And then, assuming that each side killed equally effectively, the Entente would reach victory in an inevitable manner through the working of a simple mathematical law.”

But each side did not kill “equally effectively”. Not only were the Germans more efficient killers than their opponents, but the homicidal potency of each country on the battle front depended on its industrial efficiency on the home front. Despite frequent strikes, Britain and France “worked” as societies and economies; the main member of the Entente, Russia, did not. Its Achilles heel was the supply of fuel and food by a broken transport system during the coldest winter in years. In early 1917 bread riots broke out in many cities. But only one of those cities was the crucible of revolution.

Petrograd was unusual, by Russian standards and those of the modern world. The fifth-largest metropolis in Europe, it was an industrial sweatshop of 2.4 million people in a predominantly rural country. Seventy per cent of the city’s workers were employed in factories with a staff of over 1,000, a proportion unmatched even in the conurbations of Germany and the US. Sucked in by the war boom, they lived amid squalor: more than three people on average to every cellar or single room, double the figure for Berlin or Paris. About half the homes lacked water supply or a sewage system; a quarter of all babies died in their first year.

Yet wealth and privilege were staring these workers in the face: the main factory district, on the Vyborg Side of the Neva, lay just across the water from the imperial palace and the fashionable Nevsky Prospekt. This cheek-by-jowl polarisation contrasted with more suburbanised industrial centres such as Berlin, London and Paris. Equally important, Petrograd was a large garrison, with over 300,000 soldiers in and around the city. That, an eyewitness said, was like placing “kindling wood near a powder keg”.

Today the barracks and the sweatshops are gone. But even in modern St Petersburg one can see why Petrograd literally walked into revolution in 1917. A 90-minute hike will take you from the Finland Station on the Vyborg Side, across the Liteiny Bridge, west along the embankment to Palace Square and then left down Nevsky Prospekt to the Moscow Station. Maybe an hour, if you cross the Liteiny Bridge and turn east to the Tauride Palace and Smolny Convent. Along these axes, within the space of a few square miles, the drama of 1917 played out.

Thousands of spectators looked on and many recorded what they saw. Some were foreign residents and journalists, whose impressions are the stuff of Helen Rappaport’s lively narrative Caught in the Revolution. Sticking closer to raw sources is John Pinfold’s Petrograd, 1917, which is lavishly illustrated with postcards and prints from the Bodleian Library’s collections. Some of the city’s biggest factories were British-owned and British-managed: the Thornton Woollen Mill, employing 3,000 workers, belonged to three brothers from Yorkshire. Many of the luxury stores along Nevsky Prospekt – tailors, dressmakers, food emporiums, bookshops – were British or French, catering for expatriates and wealthy Russians in the days when French was still the lingua franca of the elite.

For months it had been clear that trouble was brewing. “If salvation does not come from above,” one Russian duchess warned the French ambassador, “there will be revo­lution from below.” Yet few anticipated how Petrograd would stumble into a new era.

Thursday 23 February (tsarist Russia still followed the Julian calendar, 13 days behind the Gregorian calendar used in the West) was International Women’s Day, a red-letter date for socialists. Thousands flocked across the bridges and the frozen river from the Vyborg Side and other industrial areas and marched down Nevsky Prospekt demanding bread. Trams and other obstacles were pushed aside. “I have heard the Marseillaise sung many times,” wrote Florence Harper, an intrepid American journalist, “but that day for the first time I heard it sung as it should be” – with raw class hatred.

Marchons! Marchons! All day the tide surged along and around Nevsky. Across the river, strikes spread violently through the factory districts. More demonstrations followed on Friday, and clashes escalated with the hated mounted police. Yet life still went on: the Alexandrinsky Theatre, one block off Nevsky, was packed that evening for a performance of Nikolai Gogol’s classic comedy The Government Inspector, its tale of official corruption, incompetence and self-delusion from the era of Nicholas I still richly apt in the dog-days of Nicholas II. By the weekend, however, trams had shut down, most shops were closed and looting was rife. Troops and policemen massed around the main squares. But when the police started sabring the crowds, Cossack troops and even crack Guards regiments sided with the protesters.

On Monday 27 February, with temperatures rising literally as well as figuratively, thousands of mutinous soldiers joined the milling crowds, which were now armed with booty looted from military arsenals. Army officers were particular targets. One of them, bemedalled and swaggering, was pursued along Nevsky by a crowd of women who stripped him of his weapons. A grey-haired woman screaming abuse broke the officer’s sword over her knee and tossed the bits into a canal. By nightfall, the tsarist regime had lost control of most of the city, except the Winter Palace and a few government buildings nearby. It was “a revolution carried on by chance”, Bert Hall, an American aviator attached to the Russian Air Service, wrote in his diary – “no organisation, no particular leader, just a city full of hungry people who have stood enough and are ready to die if necessary before they will put up with any more tsarism”.

Although Hall’s account was rather simplistic, this was indeed a revolution in search of a leader. On 2 March the tsar abdicated, but plans for a constitutional monarchy evaporated when his brother Mikhail refused the throne, leaving Russia headless. A rump of the parliament dithered and bickered in one wing of the Tauride Palace, while a heaving jumble of soldiers, workers and activists in the other wing congealed into the “Petrograd Soviet”. Aptly, they were on the left of the palace and the politicians were on the right, with little to connect the two sides. The politicians became the Provisional Government but the soviet had authority over the army. “Dual power” signalled a duel for power.

The duel proved painfully protracted. Four coalitions ensued in less than nine months, not to mention seven major reshuffles. Meanwhile the country slipped towards civil war – a process well documented by Stephen Smith in Russia in Revolution, based on a deft synthesis of recent research. Peasants with guns and pitchforks looted the big houses and seized the estates. Workers’ committees took control of much of the defence industry. In the army, “all discipline has vanished”, the French ambassador told Paris. “Deserters are wandering over Russia.” Smith emphasises that February aroused idealism as well as anarchy: a yearning for political rights, decent living standards and, above all, peace. Yet the leader of the Provisional Government, Alexander Kerensky, decided to mount a summer offensive against the Germans, which quickly became a disaster, with vast losses of troops and territory. The people were turning against the government but the indecisive duel dragged on.

Enter Lenin. Contrary to Soviet mythology, he was not a “man of the people”. His father belonged to the provincial establishment – a reformist inspector of schools in the Simbirsk region, south-east of Moscow. Lenin’s pedigree was also hushed up by the Soviet authorities: his maternal grandfather was Jewish and his paternal grandmother was a Kalmyk from central Asia, hence those “Mongol eyes” and high cheekbones. Most of all, he was a man who had been going nowhere for years, or, rather, had been going round in circles. Yet when finally he went for the jugular it proved decisive for him – and fatal for Russia.

Victor Sebestyen brings the man’s complexities to life in Lenin the Dictator, balancing personality with politics in succinct and readable prose. Like other biographers, Sebestyen roots young Vladimir’s revolutionary turn in the double trauma in 1886-87 of his father’s sudden death and his elder brother’s execution for plotting to kill the tsar. From now on Lenin’s one-track, control-freak mind was fixed on the goal of a Russian revolution, in defiance of Karl Marx’s insistence that this would be impossible until feudal peasant Russia had first become a bourgeois society.

For three decades, however, the would-be revolutionary was a failure, spending much of his time in exile flitting between Munich, London, Paris and various “holes” in Switzerland – Geneva, Bern, Zurich – endlessly plotting revolution, frenziedly writing revolution, but not actually doing revolution. In fact, Lenin seemed to have a knack of being in the wrong place at the right time: outside Russia in the upheavals of 1905, likewise when war broke out in ­August 1914, and again when tsarism was toppled in February 1917. It was almost as if he was so obsessed with revolution that he could never see it coming.

This life of frustrated waiting took an enormous toll on nerves and health. Sebestyen describes particularly keenly how this ruthless, domineering, often vicious man depended on three women to sustain him. There was Maria Ulyanova, his mother, who provided financial and emotional support until her death in 1916. Then his wife, Nadezhda (“Nadya”) Krupskaya – written off in Soviet times as a mere cook and amanuensis, but who Sebestyen and other biographers show to be an intelligent and devoted partner in the revolutionary project and one with whom Lenin talked out his ideas before writing them down. And Inessa Armand, a chic French divorcee for whom Lenin fell, passionately, in the only real “affair” of his life. A superb linguist and accomplished pianist, Inessa was not only his sharpest intellectual critic but also an intrepid party organiser, undertaking dangerous missions in Russia. Nadya accepted the ménage à trois with remarkable equanimity and the two women seem to have become good friends. Nadya, who was childless, was especially fond of Inessa’s two young daughters.

Lenin might have gone to his grave playing out this pointless life of head and heart but for the accident of the February revolution. Now frantic to get back to Petrograd, he could not see how to travel from Zurich across or around war-torn Europe. His plans to do so became increasingly surreal. A wig to conceal his giveaway bald pate? Maybe a Swedish passport? (Forgeries were easily obtained.) “Find a Swede who looks like me,” he instructed a Bolshevik in Stockholm. “But as I know no Swedish, he will have to be a deaf mute.”

In the end, the kaiser’s Germany came to his rescue, eager to undermine Russia’s home front. To quote Winston Churchill’s celebrated one-liner, “They transported Lenin in a sealed truck like a plague bacillus from Switzerland into Russia.”

In Lenin on the Train, Catherine Merridale tells the famous story with colour and detail, setting it in the crucible of a Europe at war. Her introduction relates how she faithfully retraced his 2,000-mile journey to Petrograd, even leaving Zurich on the same date as Lenin, though this personal odyssey is not then woven into the body of the book. And because her account does not extend as far as the October revolution, we finish the book on a slight sense of anticlimax. But Merridale offers an engrossing account of the physical train ride – in a single wooden carriage, painted green, consisting of three second-class and five third-class compartments plus a baggage room. German guards sat at the back behind a chalk line on the floor, to preserve the fiction that Lenin had no contact with Russia’s enemy.

A martinet as ever, he imposed specific sleeping hours on his Bolshevik fellow travellers, banned smoking in the compartments and corridor, and instituted a pass system to regulate use of the toilet between smokers and those answering the call of nature. After a tense delay in Berlin, the train chugged on to Germany’s Baltic coast, from where a ferry and then more train journeys through Sweden and Finland brought Lenin to the Finland Station in Petrograd on Easter Monday, 3 April.

That night he delivered a tub-thumping, two-hour speech to his socialist comrades explaining that the first phase of Russia’s revolution was over and the second was beginning. Not for him a coalition of the left, let alone the British/French staging post of liberal democracy: the Russian bourgeoisie was locked in to capitalism and wedded to the war. No, the second stage was quite simply to “place power in the hands of the proletariat and the poorest sections of the peasantry”. To most of his listeners, Merridale remarks, “this was not just bad Marxist theory; it was an invitation to political suicide”. Even Nadya was overheard telling a friend, “I am afraid it looks as if Lenin has gone crazy.”

Once home again, Lenin seemed to succumb to the Petrograd paralysis. He hectored large crowds and churned out endless articles, insisting, “No great question . . . has yet been resolved in history other than by force.” But in June he warned key aides not to let anti-war demonstrations get out of hand: “Even if we were now able to seize power, we’re in no position to hold it.” When the protests did escalate and the government cracked down, he fled to Finland, provoking bitter accusations of cowardice from many of his jailed supporters.

But finally he went for broke. After three months in exile again, he slipped back into Petrograd on the night of 10 October to browbeat the Bolshevik Central Committee into affirming that the time was “perfectly ripe” for “an armed uprising” against Ker­ensky and the Provisional Government, rejecting arguments that they should work for a peaceful transfer of power at the Second Congress of Soviets 15 days later. As Sebestyen observes, “If anything disproves the Marxist idea that it is not individuals who make history but broad social and economic forces it is Lenin’s revolution.”

On 24 October, Lenin’s comrades tried to keep him tucked away on the Vyborg Side because he was still on the government’s wanted list. But by the evening he could not endure to wait yet again in the wings. Crudely disguised with glasses, a grey wig and a worker’s peaked cap, he took off for the Smolny Institute where the Bolsheviks had their military headquarters. Without a car or tank for transport, he and one bodyguard got on a tram to the Liteiny Bridge and then tramped the rest of the way along the embankment, narrowly avoiding arrest. Like the protesters in their February revolution, Lenin walked into Red October – and finally into history.

Today Lenin’s mummified body still resides in its shrine in Red Square, in the heart of Moscow. But in fact, as Sebestyen writes, Tsar Nicholas “did as much as anyone, including Lenin, to bring about the destruction of the Romanov dynasty and to ensure the Communist takeover in Russia” – not just by setting his face against reforms that might have averted revolution, but also because he had “no understanding of the nature of power”. Russia in 1917 was “an ­autocracy without an autocrat”.

In The Last of the Tsars, Robert Service ­examines the mentality of this lost leader. He does so through the lens of Nicholas’s experiences and reflections during the 16 months between his abdication in March 1917 and his family’s grisly end in July 1918. The tsar’s limp surrender of the throne ­continues to amaze. Emotional exhaustion; pressure from the army command; concern for his haemophiliac son; the impossibility of squaring a constitutional monarchy with his coronation oath: one can intuit possible explanations. But it still seems astonishing that this proud scion of the Romanov dynasty, rulers of Russia for three centuries, signed away his throne on a provincial railway station with blank calm – as if, to quote one aide, “he were turning over command of a cavalry squadron”.

The abdication wasn’t something Nicholas discussed during his peripatetic house arrest in 1917-18 around western Siberia and the Urals. Nor did the eks-Imperator (as he was described on his ration card) express any regret about his record as a ruler: he blamed Russia’s woes on alien forces instead. Top of the list were the German invaders and the Bolshevik revolutionaries: he described the peace treaty that Lenin signed with the Kaiserreich, surrendering the Baltic states and the Ukraine, as a “nightmare”. The tsar may have been a devoted husband and father – romanticised in the movie based on Robert Massie’s 50th-anniversary encomium Nicholas and Alexandra – but, as Service writes: “In power and out of it, he was a nationalist extremist, a deluded nostalgist and a virulent anti-Semite.”

Originally the Bolsheviks had envisaged a show trial, like those of Charles I in England and Louis XVI in France. But by July 1918 the time had passed for political theatre: Russia was engulfed in civil war and hostile Czech troops were closing in on Ekaterinburg, where the Romanovs were now being held. Service has no doubt that Lenin authorised the killing but – as in 1917 when he was trying to cover up German help and money – any documentation was destroyed. Instead, conveniently in keeping with the Bolshevik slogan “All power to the soviets”, responsibility for the deed was ascribed to party leaders in Ekaterinburg.

Yet even after Nicholas’s death his regime lived on. “As a form of absolutist rule the Bolshevik regime was distinctly Russian,” Orlando Figes remarked in his 1996 classic, A People’s Tragedy. “It was a mirror-image of the tsarist state.” Lenin and Stalin replaced the Tsar-God, and the Cheka/NKVD/KGB continued (even more systematically) the brutal work of the tsarist police state. In a new introduction to a reprint of his book, Figes emphasises that Putinism is also rooted in this Russian past – in the enduring weakness of civil society and the scant experience of deep democracy.

Not that the West can easily point the finger at Russia. In the age of Trump and Brexit, with an ossified EU and a global refugee crisis, we should not be complacent about the sophistication of our own democracy, or about the thin screen that separates peace and civilisation from the law of the jungle.

The American diplomat and historian George Kennan described the Great War as “the seminal tragedy” of the 20th century – seedbed of so many horrors to come. The events of 1917 were its bitter first fruit. As Stephen Smith writes, “[T]here is a great deal to learn from the history of the Russian Revolution about how the thirst for power, the enthusiasm for violence, and contempt for law and ethics can corrupt projects that begin with the finest ideals.” 

David Reynolds is the author of “The Long Shadow: the Great War and the 20th Century” (Simon & Schuster)

This article first appeared in the 24 February 2017 issue of the New Statesman, The world after Brexit